FUND

Sprott Focus Trust
FUND

Overview Fund Activity

30 hedge funds and large institutions have $43M invested in Sprott Focus Trust in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$5.11M
2
EFS
2
Essex Financial Services
Connecticut
$2.39M
3
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$1.41M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.66M
5
Bank of America
5
Bank of America
North Carolina
$2.38M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$796K
3
Wells Fargo
3
Wells Fargo
California
$2.48M
4
1CP
4
1607 Capital Partners
Virginia
$11.2M
5
SFS
5
Shaker Financial Services
Virginia
$1.34M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$11.2M 1,301,931 -157,010 -11%
LPL Financial
2
LPL Financial
California
$5.11M 594,144 +288,892 +95%
Stifel Financial
3
Stifel Financial
Missouri
$3.23M 375,029 -4,900 -1%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.66M 309,577 +52,189 +20%
Wells Fargo
5
Wells Fargo
California
$2.48M 288,532 -168,754 -37%
EFS
6
Essex Financial Services
Connecticut
$2.39M 277,319 +277,319 New
Bank of America
7
Bank of America
North Carolina
$2.38M 276,472 +41,067 +17%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.86M 216,167 +13,676 +7%
Morgan Stanley
9
Morgan Stanley
New York
$1.77M 205,584 +16,848 +9%
RCM
10
Rivernorth Capital Management
Florida
$1.52M 177,008 -65,770 -27%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
$1.41M 163,513 +163,513 New
SFS
12
Shaker Financial Services
Virginia
$1.34M 155,762 -71,440 -31%
SI
13
Sprott Inc
Ontario, Canada
$1.01M 117,354 +19,986 +21%
UBS Group
14
UBS Group
Switzerland
$931K 108,232 +7,623 +8%
FWM
15
Frontier Wealth Management
Missouri
$877K 101,958 +790 +0.8%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$796K 92,528 -235,014 -72%
PAG
17
Private Advisor Group
New Jersey
$473K 55,000 -54,000 -50%
Osaic Holdings
18
Osaic Holdings
Arizona
$321K 37,350 +12,841 +52%
CAN
19
Cetera Advisor Networks
California
$304K 35,348 +35,348 New
HighTower Advisors
20
HighTower Advisors
Illinois
$165K 19,202 +1 +0%
RIL
21
Rothschild Investment LLC
Illinois
$164K 19,118 +907 +5%
GC
22
Guggenheim Capital
Illinois
$147K 17,084 +17,084 New
CA
23
CoreCap Advisors
Michigan
$147K 17,139 +17,139 New
MAA
24
Mraz Amerine & Associates
California
$145K 16,837 – –
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$128K 14,851 -19,816 -57%
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