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FUND

Sprott Focus Trust

30 hedge funds and large institutions have $43M invested in Sprott Focus Trust in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

3% less capital invested

Capital invested by funds: $44.4M → $43M (-$1.35M)

1.2% less ownership

Funds ownership: 18.33%17.13% (-1.2%)

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$11.2M -$1.36M -157,010 -11%
LPL Financial
2
LPL Financial
California
$5.11M +$2.51M +288,892 +95%
Stifel Financial
3
Stifel Financial
Missouri
$3.23M -$42.5K -4,900 -1%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.66M +$453K +52,189 +20%
Wells Fargo
5
Wells Fargo
California
$2.48M -$1.46M -168,754 -37%
EFS
6
Essex Financial Services
Connecticut
$2.38M +$2.41M +277,319 New
Bank of America
7
Bank of America
North Carolina
$2.38M +$356K +41,067 +17%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.86M +$119K +13,676 +7%
Morgan Stanley
9
Morgan Stanley
New York
$1.77M +$146K +16,848 +9%
RCM
10
Rivernorth Capital Management
Florida
$1.52M -$571K -65,770 -27%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
$1.41M +$1.42M +163,513 New
SFS
12
Shaker Financial Services
Virginia
$1.34M -$620K -71,440 -31%
SI
13
Sprott Inc
Ontario, Canada
$1.01M +$173K +19,986 +21%
UBS Group
14
UBS Group
Switzerland
$931K +$66.2K +7,623 +8%
FWM
15
Frontier Wealth Management
Missouri
$877K +$6.86K +790 +0.8%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$796K -$2.04M -235,014 -72%
PAG
17
Private Advisor Group
New Jersey
$473K -$469K -54,000 -50%
Osaic Holdings
18
Osaic Holdings
Arizona
$321K +$111K +12,841 +52%
CAN
19
Cetera Advisor Networks
California
$304K +$307K +35,348 New
HighTower Advisors
20
HighTower Advisors
Illinois
$165K +$9 +1 +0%
RIL
21
Rothschild Investment LLC
Illinois
$164K +$7.87K +907 +5%
GC
22
Guggenheim Capital
Illinois
$147K +$148K +17,084 New
CA
23
CoreCap Advisors
Michigan
$147K +$149K +17,139 New
MAA
24
Mraz Amerine & Associates
California
$145K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$128K -$172K -19,816 -57%

FUND Hedge Fund Activity: Q4 2021 in Review

30 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2021, worth a combined $43M — down 3% from $44.4M a quarter earlier.

Fund positioning in FUND was balanced in Q4 2021: 7 funds opened new positions, 7 closed out, 12 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.51M. The largest seller was City of London Investment Management, exiting entirely with an estimated $3.77M sold.

  • 30 institutional investors held Sprott Focus Trust (FUND) as of Q4 2021, unchanged from Q3 2021.
  • Funds reported $43M of Sprott Focus Trust stock for Q4 2021, down 3% quarter-over-quarter.
  • 7 funds opened new Sprott Focus Trust positions in Q4 2021 and 7 closed out, a net change of 0 holders.
  • The largest Sprott Focus Trust buyer in Q4 2021 was LPL Financial, an estimated $2.51M added.
  • The largest Sprott Focus Trust seller in Q4 2021 was City of London Investment Management, an estimated $3.77M sold.

Based on aggregated 13F filings for Q4 2021.