FUND

Sprott Focus Trust
FUND

Overview Fund Activity

35 hedge funds and large institutions have $35.5M invested in Sprott Focus Trust in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$3.78M
2
WAM
2
Wolverine Asset Management
Illinois
$1.02M
3
FWM
3
Frontier Wealth Management
Missouri
$756K
4
CA
4
Cornerstone Advisors
North Carolina
$737K
5
1CP
5
1607 Capital Partners
Virginia
$8.97M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$921K
2
Morgan Stanley
2
Morgan Stanley
New York
$586K
3
RCM
3
Rivernorth Capital Management
Florida
$3.53M
4
COLIM
4
City of London Investment Management
United Kingdom
$4.49M
5
UBS Group
5
UBS Group
Switzerland
$555K
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$8.97M 1,520,794 +78,628 +5%
COLIM
2
City of London Investment Management
United Kingdom
$4.49M 764,191 -29,141 -4%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$3.78M 639,817 +188,941 +42%
RCM
4
Rivernorth Capital Management
Florida
$3.53M 598,439 -32,285 -5%
SFS
5
Shaker Financial Services
Virginia
$3.45M 585,291 +5,810 +1%
Wells Fargo
6
Wells Fargo
California
$2.31M 391,671 +16,001 +4%
Stifel Financial
7
Stifel Financial
Missouri
$1.57M 266,058 -501 -0.2%
WAM
8
Wolverine Asset Management
Illinois
$1.02M 173,124 +173,124 New
FAAS
9
First Allied Advisory Services
California
$921K 156,067 -117,329 -43%
FWM
10
Frontier Wealth Management
Missouri
$756K 128,064 +128,064 New
CA
11
Cornerstone Advisors
North Carolina
$737K 124,966 +124,966 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$621K 105,179 +7,836 +8%
Morgan Stanley
13
Morgan Stanley
New York
$586K 99,352 -42,132 -30%
UBS Group
14
UBS Group
Switzerland
$555K 94,037 -10,905 -10%
CRC
15
Curi RMB Capital
Illinois
$353K 59,806 +59,806 New
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$270K 45,136 +17,479 +63%
Bank of America
17
Bank of America
North Carolina
$268K 45,387 +10,577 +30%
DA
18
Doliver Advisors
Texas
$232K 39,390 +17,737 +82%
HighTower Advisors
19
HighTower Advisors
Illinois
$209K 35,301 -3,540 -9%
PAG
20
Private Advisor Group
New Jersey
$117K 19,775 – –
IFWM
21
Institute for Wealth Management
Colorado
$107K 18,085 – –
Osaic Holdings
22
Osaic Holdings
Arizona
$100K 16,853 – –
MAA
23
Mraz Amerine & Associates
California
$99K 16,837 – –
RIL
24
Rothschild Investment LLC
Illinois
$96K 16,351 -5,826 -26%
LPL Financial
25
LPL Financial
California
$95K 16,112 +1,844 +13%
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