FUND

Sprott Focus Trust
FUND

Overview Fund Activity

31 hedge funds and large institutions have $30.5M invested in Sprott Focus Trust in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$2.74M
2
WAM
2
Wolverine Asset Management
Illinois
$327K
3
NFG
3
Next Financial Group
Texas
$176K
4
PAG
4
Private Advisor Group
New Jersey
$116K
5
TSS
5
Two Sigma Securities
New York
$115K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$222K
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$403K
3
UBS Group
3
UBS Group
Switzerland
$796K
4
Wells Fargo
4
Wells Fargo
California
$4.1M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$8.91M 1,321,195 -2,500 -0.2%
Wells Fargo
2
Wells Fargo
California
$4.1M 608,545 -33,814 -5%
COLIM
3
City of London Investment Management
United Kingdom
$3.83M 569,777 – –
SFS
4
Shaker Financial Services
Virginia
$2.74M 406,091 +296,242 +270%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.42M 358,862 +10,703 +3%
FAAS
6
First Allied Advisory Services
California
$1.74M 258,711 +16,722 +7%
Stifel Financial
7
Stifel Financial
Missouri
$1.24M 183,557 -16,554 -8%
Morgan Stanley
8
Morgan Stanley
New York
$879K 130,439 +2,775 +2%
UBS Group
9
UBS Group
Switzerland
$796K 118,109 -39,592 -25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$639K 94,869 -33 -0%
SI
11
Sprott Inc
Ontario, Canada
$414K 61,420 -9,008 -13%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$403K 59,897 -97,724 -62%
WAM
13
Wolverine Asset Management
Illinois
$327K 48,602 +48,602 New
VFA
14
Valeo Financial Advisors
Indiana
$247K 36,650 – –
HighTower Advisors
15
HighTower Advisors
Illinois
$239K 35,673 +10,100 +39%
Bank of America
16
Bank of America
North Carolina
$222K 32,887 -187,582 -85%
IFWM
17
Institute for Wealth Management
Colorado
$222K 32,888 -2,953 -8%
NFG
18
Next Financial Group
Texas
$176K 26,050 +26,050 New
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$170K 25,243 – –
RIL
20
Rothschild Investment LLC
Illinois
$141K 20,926 +717 +4%
PAG
21
Private Advisor Group
New Jersey
$116K 17,275 +17,275 New
TSS
22
Two Sigma Securities
New York
$115K 17,040 +17,040 New
MAA
23
Mraz Amerine & Associates
California
$113K 16,837 – –
DA
24
Doliver Advisors
Texas
$113K 16,838 +16,838 New
PVWM
25
Point View Wealth Management
New Jersey
$105K 15,591 – –
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