FUND

Sprott Focus Trust
FUND

Overview Fund Activity

29 hedge funds and large institutions have $32.4M invested in Sprott Focus Trust in 2023 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
2
Increased
14
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$921K
2
SFS
2
Shaker Financial Services
Virginia
$4.38M
3
Invesco
3
Invesco
Georgia
$363K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.32M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.9M

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$3.54M
2
Stifel Financial
2
Stifel Financial
Missouri
$0
3
LPL Financial
3
LPL Financial
California
$3.89M
4
IWC
4
Integrated Wealth Concepts
Massachusetts
$2.81M
5
Morgan Stanley
5
Morgan Stanley
New York
$2.97M
Name Market Value Shares Shares
Change 		Shares
Change %
SFS
1
Shaker Financial Services
Virginia
$4.38M 550,834 +48,187 +10%
LPL Financial
2
LPL Financial
California
$3.89M 489,545 -34,350 -7%
1CP
3
1607 Capital Partners
Virginia
$3.54M 444,980 -47,603 -10%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.32M 416,996 +28,969 +7%
Morgan Stanley
5
Morgan Stanley
New York
$2.97M 373,486 -11,804 -3%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.81M 352,869 -11,892 -3%
EFS
7
Essex Financial Services
Connecticut
$2.19M 275,458 -1,027 -0.4%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.9M 239,094 +6,985 +3%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.09M 137,212 +4,909 +4%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$921K 115,802 +54,823 +90%
UBS Group
11
UBS Group
Switzerland
$885K 111,352 -1,956 -2%
SI
12
Sprott Inc
Ontario, Canada
$882K 110,958 +1,573 +1%
Wells Fargo
13
Wells Fargo
California
$823K 103,505 -11,790 -10%
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$774K 97,406 -2,053 -2%
Invesco
15
Invesco
Georgia
$363K 45,660 +45,660 New
LPAM
16
Lodestar Private Asset Management
California
$321K 40,381 – –
Bank of America
17
Bank of America
North Carolina
$188K 23,668 +359 +2%
RIL
18
Rothschild Investment LLC
Illinois
$168K 21,080 +319 +2%
SCA
19
Snowden Capital Advisors
New York
$168K 21,117 +320 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
$153K 19,286 – –
LFAS
21
Level Four Advisory Services
Texas
$144K 18,114 +959 +6%
MAA
22
Mraz Amerine & Associates
California
$134K 16,837 – –
PGFC
23
Peapack-Gladstone Financial Corp
New Jersey
$123K 15,438 – –
ME
24
McIlrath & Eck
Washington
$83.9K 10,549 +160 +2%
9WM
25
9258 Wealth Management
Ohio
$81.6K 10,261 +155 +2%
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