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FUND

Sprott Focus Trust

30 hedge funds and large institutions have $25.9M invested in Sprott Focus Trust in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

5% less capital invested

Capital invested by funds: $27.2M → $25.9M (-$1.24M)

3% less funds holding

Funds holding: 3130 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
16
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.86M +$1.45M +177,379 +21%
RCM
2
Rivernorth Capital Management
Florida
$4.99M +$142K +17,338 +3%
Wells Fargo
3
Wells Fargo
California
$2.13M -$163K -19,934 -7%
EFS
4
Essex Financial Services
Connecticut
$1.31M -$25.7K -3,145 -2%
Bank of America
5
Bank of America
North Carolina
$1.28M +$66.7K +8,148 +5%
SG Americas Securities
6
SG Americas Securities
New York
$1.12M +$16K +1,960 +1%
SFS
7
Shaker Financial Services
Virginia
$1.01M -$422K -51,562 -28%
VFS
8
VSR Financial Services
Kansas
$981K -$74.7K -9,130 -7%
1CP
9
1607 Capital Partners
Virginia
$763K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$734K +$184K +22,510 +31%
Stifel Financial
11
Stifel Financial
Missouri
$592K +$149K +18,191 +31%
FAAS
12
First Allied Advisory Services
California
$547K +$23.2K +2,837 +4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$350K +$3.39K +414 +0.9%
RIL
14
Rothschild Investment LLC
Illinois
$318K +$3.91K +478 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$304K -$23.7K -2,898 -7%
HFS
16
HL Financial Services
Kentucky
$273K +$1.82K +222 +0.6%
CWM
17
Concert Wealth Management
California
$213K -$74 -9 -0%
PVWM
18
Point View Wealth Management
New Jersey
$203K
U
19
UBS
Switzerland
$173K +$20.6K +2,520 +13%
MAA
20
Mraz Amerine & Associates
California
$164K
DA
21
Doliver Advisors
Texas
$127K -$161K -19,657 -54%
LPL Financial
22
LPL Financial
California
$107K +$6.6K +806 +6%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$94K +$868 +106 +0.9%
APCM
24
Arbiter Partners Capital Management
New York
$93K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$63K

FUND Hedge Fund Activity: Q3 2014 in Review

30 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2014, worth a combined $25.9M — down 4.6% from $27.2M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of FUND and 0 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.45M. The largest seller was Shaker Financial Services, cutting an estimated $422K.

  • 30 institutional investors held Sprott Focus Trust (FUND) as of Q3 2014, down from 31 in Q2 2014.
  • Funds reported $25.9M of Sprott Focus Trust stock for Q3 2014, down 4.6% quarter-over-quarter.
  • 0 funds opened new Sprott Focus Trust positions in Q3 2014 and 1 closed out, a net change of -1 holder.
  • The largest Sprott Focus Trust buyer in Q3 2014 was Morgan Stanley, an estimated $1.45M added.
  • The largest Sprott Focus Trust seller in Q3 2014 was Shaker Financial Services, an estimated $422K sold.

Based on aggregated 13F filings for Q3 2014.