FUND

Sprott Focus Trust
FUND

Overview Fund Activity

30 hedge funds and large institutions have $25.9M invested in Sprott Focus Trust in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
16
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$7.86M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$734K
3
Stifel Financial
Stifel Financial
Missouri
$592K
4
RCM
Rivernorth Capital Management
Florida
$4.99M
5
Bank of America
Bank of America
North Carolina
$1.28M

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$1.01M
2
WAM
Wolverine Asset Management
Illinois
$0
3
Wells Fargo
Wells Fargo
California
$2.13M
4
DA
Doliver Advisors
Texas
$127K
5
VFS
VSR Financial Services
Kansas
$981K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.86M +$1.38M +177,379 +21%
RCM
2
Rivernorth Capital Management
Florida
$4.99M +$134K +17,338 +3%
Wells Fargo
3
Wells Fargo
California
$2.13M -$155K -19,934 -7%
EFS
4
Essex Financial Services
Connecticut
$1.31M -$24.4K -3,145 -2%
Bank of America
5
Bank of America
North Carolina
$1.28M +$63.2K +8,148 +5%
SG Americas Securities
6
SG Americas Securities
New York
$1.12M +$15.2K +1,960 +1%
SFS
7
Shaker Financial Services
Virginia
$1.01M -$400K -51,562 -28%
VFS
8
VSR Financial Services
Kansas
$981K -$70.8K -9,130 -7%
1CP
9
1607 Capital Partners
Virginia
$763K – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$734K +$175K +22,510 +31%
Stifel Financial
11
Stifel Financial
Missouri
$592K +$141K +18,191 +31%
FAAS
12
First Allied Advisory Services
California
$547K +$22K +2,837 +4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$350K +$3.21K +414 +0.9%
RIL
14
Rothschild Investment LLC
Illinois
$318K +$3.71K +478 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$304K -$22.5K -2,898 -7%
HFS
16
HL Financial Services
Kentucky
$273K +$1.73K +222 +0.6%
CWM
17
Concert Wealth Management
California
$213K -$70 -9 -0%
PVWM
18
Point View Wealth Management
New Jersey
$203K – – –
U
19
UBS
Switzerland
$173K +$19.6K +2,520 +13%
MAA
20
Mraz Amerine & Associates
California
$164K – – –
DA
21
Doliver Advisors
Texas
$127K -$152K -19,657 -54%
LPL Financial
22
LPL Financial
California
$107K +$6.18K +806 +6%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$94K +$827 +106 +0.9%
APCM
24
Arbiter Partners Capital Management
New York
$93K – – –
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$63K – – –
1
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