FUND

Sprott Focus Trust
FUND

Overview Fund Activity

27 hedge funds and large institutions have $40.9M invested in Sprott Focus Trust in 2022 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$3.09M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.27M
3
LPL Financial
LPL Financial
California
$5.72M
4
Morgan Stanley
Morgan Stanley
New York
$2.04M
5
SCA
Snowden Capital Advisors
New York
$161K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
$9.25M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$0
3
RCM
Rivernorth Capital Management
Florida
$465K
4
FWM
Frontier Wealth Management
Missouri
$0
5
Bank of America
Bank of America
North Carolina
$1.96M
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$9.25M -$2.56M -282,219 -22%
LPL Financial
2
LPL Financial
California
$5.72M +$334K +36,799 +6%
Stifel Financial
3
Stifel Financial
Missouri
$3.3M -$101K -11,106 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.27M +$465K +51,227 +17%
SFS
5
Shaker Financial Services
Virginia
$3.09M +$1.68M +185,375 +119%
Wells Fargo
6
Wells Fargo
California
$2.6M -$12.9K -1,427 -0.5%
EFS
7
Essex Financial Services
Connecticut
$2.51M -$8.61K -949 -0.3%
Morgan Stanley
8
Morgan Stanley
New York
$2.04M +$177K +19,522 +9%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.98M +$22.5K +2,478 +1%
Bank of America
10
Bank of America
North Carolina
$1.96M -$549K -60,518 -22%
SI
11
Sprott Inc
Ontario, Canada
$1.07M +$9.96K +1,098 +0.9%
UBS Group
12
UBS Group
Switzerland
$928K -$53.6K -5,911 -5%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$664K -$176K -19,419 -21%
Osaic Holdings
14
Osaic Holdings
Arizona
$472K +$133K +14,643 +39%
RCM
15
Rivernorth Capital Management
Florida
$465K -$1.14M -125,692 -71%
CAN
16
Cetera Advisor Networks
California
$363K +$42K +4,619 +13%
PAG
17
Private Advisor Group
New Jersey
$222K -$276K -30,500 -55%
RIL
18
Rothschild Investment LLC
Illinois
$219K +$46K +5,081 +27%
HighTower Advisors
19
HighTower Advisors
Illinois
$218K +$42.5K +4,650 +24%
SCA
20
Snowden Capital Advisors
New York
$161K +$161K +17,819 New
CA
21
CoreCap Advisors
Michigan
$158K +$2.39K +263 +2%
MAA
22
Mraz Amerine & Associates
California
$153K – – –
IA
23
IFP Advisors
Florida
$77K +$77K +9,667 New
SPIA
24
Steward Partners Investment Advisory
New York
$11K +$11K +1,264 New
HNB
25
Huntington National Bank
Ohio
$9K – – –
1
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