Shufro Rose & Co’s Sprott Focus Trust FUND Stock Holding History

Shufro Rose & Co’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-34,597	Closed	-$200K	–	308
2018 Q4	$200K	Sell	34,597 -12,313	-26%	-$81.8K	0.02%	250
2018 Q3	$346K	Buy	+46,910	New	+$360K	0.03%	217
2018 Q2	–	Hold	0	–	–	–	192
2018 Q1	–	Sell	-51,735	Closed	-$415K	–	191
2017 Q4	$410K	Buy	+51,735	New	+$406K	0.04%	181
2017 Q3	–	Sell	-51,550	Closed	-$385K	–	187
2017 Q2	$380K	Buy	51,550 +556	+1%	+$4.17K	0.04%	185
2017 Q1	$379K	Sell	50,994 -19,504	-28%	-$143K	0.04%	183
2016 Q4	$489K	Buy	+70,498	New	+$482K	0.05%	158
2016 Q3	–	Hold	0	–	–	–	159
2016 Q2	–	Hold	0	–	–	–	168
2016 Q1	–	Sell	-67,642	Closed	-$373K	–	171
2015 Q4	$392K	Buy	67,642 +1,000	+2%	+$6.07K	0.05%	171
2015 Q3	$393K	Buy	66,642 +2,508	+4%	+$16.2K	0.05%	168
2015 Q2	$454K	Sell	64,134 -795	-1%	-$5.87K	0.05%	166
2015 Q1	$464K	Buy	+64,929	New	+$468K	0.05%	171

Other funds holding FUND

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Shufro Rose & Co's FUND Position: Q1 2019 in Review

Shufro Rose & Co sold out of Sprott Focus Trust (FUND) in Q1 2019, closing a stake of 34,597 shares — an estimated $200K sold.

Shufro Rose & Co first reported a position in FUND in Q1 2015 and held it in 10 quarters. The position peaked at $489K in Q4 2016. 27 funds tracked by Wall St. Rank hold FUND as of Q1 2019.

Shufro Rose & Co reported no remaining Sprott Focus Trust position as of Q1 2019 after selling out during the quarter.
Shufro Rose & Co sold 34,597 Sprott Focus Trust shares in Q1 2019, an estimated $200K.
Shufro Rose & Co first reported a position in Sprott Focus Trust in Q1 2015 and held it in 10 quarters.
Shufro Rose & Co's Sprott Focus Trust position peaked at $489K in Q4 2016.
27 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2019.

Based on Shufro Rose & Co's 13F filing for Q1 2019, filed 3 May 2019.