TJHA
FUND

Thomas J. Herzfeld Advisors’s Sprott Focus Trust FUND Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-29,847
Closed -$204K – 279
2019
Q1 		$204K Buy
29,847
+440
+1% +$2.92K 0.07% 127
2018
Q4 		$170K Sell
29,407
-14,835
-34% -$98.5K 0.07% 127
2018
Q3 		$327K Buy
44,242
+177
+0.4% +$1.36K 0.12% 99
2018
Q2 		$345K Sell
44,065
-426
-1% -$3.36K 0.13% 101
2018
Q1 		$347K Sell
44,491
-5,785
-12% -$46.4K 0.13% 99
2017
Q4 		$398K Buy
50,276
+440
+0.9% +$3.45K 0.15% 91
2017
Q3 		$385K Buy
49,836
+558
+1% +$4.17K 0.17% 76
2017
Q2 		$363K Buy
49,278
+572
+1% +$4.29K 0.16% 80
2017
Q1 		$362K Buy
48,706
+562
+1% +$4.12K 0.16% 92
2016
Q4 		$334K Sell
48,144
-1,972
-4% -$13.5K 0.15% 90
2016
Q3 		$346K Sell
50,116
-1,581
-3% -$10.8K 0.18% 81
2016
Q2 		$332K Buy
51,697
+558
+1% +$3.5K 0.18% 88
2016
Q1 		$311K Sell
51,139
-769
-1% -$4.24K 0.16% 98
2015
Q4 		$301K Buy
51,908
+796
+2% +$4.83K 0.12% 111
2015
Q3 		$302K Buy
51,112
+620
+1% +$4K 0.13% 109
2015
Q2 		$357K Buy
50,492
+4,878
+11% +$36K 0.15% 102
2015
Q1 		$326K Hold
45,614
– – 0.15% 110
2014
Q4 		$327K Buy
45,614
+536
+1% +$3.99K 0.16% 106
2014
Q3 		$350K Buy
45,078
+414
+0.9% +$3.39K 0.19% 105
2014
Q2 		$376K Sell
44,664
-3,959
-8% -$31.6K 0.21% 105
2014
Q1 		$382K Buy
48,623
+6,577
+16% +$50K 0.22% 105
2013
Q4 		$316K Sell
42,046
-587
-1% -$4.33K 0.18% 113
2013
Q3 		$304K Buy
42,633
+162
+0.4% +$1.16K 0.2% 104
2013
Q2 		$292K Buy
+42,471
New +$292K 0.19% 107

Other funds holding FUND

1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FUND Position: Q2 2019 in Review

Thomas J. Herzfeld Advisors sold out of Sprott Focus Trust (FUND) in Q2 2019, closing a stake of 29,847 shares — an estimated $204K sold.

Thomas J. Herzfeld Advisors first reported a position in FUND in Q2 2013 and held it in 24 quarters. The position peaked at $398K in Q4 2017. 31 funds tracked by Wall St. Rank hold FUND as of Q2 2019.

  • Thomas J. Herzfeld Advisors reported no remaining Sprott Focus Trust position as of Q2 2019 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 29,847 Sprott Focus Trust shares in Q2 2019, an estimated $204K.
  • Thomas J. Herzfeld Advisors first reported a position in Sprott Focus Trust in Q2 2013 and held it in 24 quarters.
  • Thomas J. Herzfeld Advisors's Sprott Focus Trust position peaked at $398K in Q4 2017.
  • 31 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q2 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2019, filed 13 Aug 2019.