Institute for Wealth Management’s Sprott Focus Trust FUND Stock Holding History

Institute for Wealth Management’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-18,085	Closed	-$108K	–	449
2020 Q3	$108K	Hold	18,085	–	–	0.02%	409
2020 Q2	$107K	Hold	18,085	–	–	0.03%	416
2020 Q1	$91K	Sell	18,085 -14,803	-45%	-$97.9K	0.03%	390
2019 Q4	$242K	Hold	32,888	–	–	0.05%	390
2019 Q3	$222K	Hold	32,888	–	–	0.06%	378
2019 Q2	$222K	Sell	32,888 -2,953	-8%	-$19.9K	0.05%	410
2019 Q1	$246K	Hold	35,841	–	–	0.05%	372
2018 Q4	$207K	Sell	35,841 -953	-3%	-$6.33K	0.09%	240
2018 Q3	$272K	Buy	36,794 +1,250	+4%	+$9.61K	0.09%	193
2018 Q2	$278K	Hold	35,544	–	–	0.09%	199
2018 Q1	$274K	Buy	+35,544	New	+$285K	0.08%	239

Other funds holding FUND

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Northwestern Mutual Wealth Management

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Stifel Financial

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $6.41B AUM 4.78% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return