Concert Wealth Management’s Sprott Focus Trust FUND Stock Holding History

Concert Wealth Management’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-31,335	Closed	-$225K	–	534
2014 Q4	$225K	Buy	31,335 +4,007	+15%	+$29.8K	0.03%	544
2014 Q3	$213K	Sell	27,328 -9	-0%	-$74	0.03%	486
2014 Q2	$223K	Buy	27,337 +9	+0%	+$72	0.03%	489
2014 Q1	$211K	Buy	27,328 +336	+1%	+$2.56K	0.03%	493
2013 Q4	$202K	Buy	26,992 +380	+1%	+$2.81K	0.03%	491
2013 Q3	$190K	Buy	26,612 +135	+0.5%	+$962	0.03%	488
2013 Q2	$182K	Buy	+26,477	New	+$182K	0.03%	463

Other funds holding FUND

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Concert Wealth Management's FUND Position: Q1 2015 in Review

Concert Wealth Management sold out of Sprott Focus Trust (FUND) in Q1 2015, closing a stake of 31,335 shares — an estimated $225K sold.

Concert Wealth Management first reported a position in FUND in Q2 2013 and held it in 7 quarters. The position peaked at $225K in Q4 2014. 33 funds tracked by Wall St. Rank hold FUND as of Q1 2015.

Concert Wealth Management reported no remaining Sprott Focus Trust position as of Q1 2015 after selling out during the quarter.
Concert Wealth Management sold 31,335 Sprott Focus Trust shares in Q1 2015, an estimated $225K.
Concert Wealth Management first reported a position in Sprott Focus Trust in Q2 2013 and held it in 7 quarters.
Concert Wealth Management's Sprott Focus Trust position peaked at $225K in Q4 2014.
33 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2015.

Based on Concert Wealth Management's 13F filing for Q1 2015, filed 27 Apr 2015.