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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
976
Vanguard FTSE Europe ETF
VGK
$30.8B
$423K 0.01%
+7,770
New +$406K
MCK icon
977
McKesson
MCK
$99.6B
$423K 0.01%
3,300
+1,082
+49% +$133K
DLS icon
978
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$421K 0.01%
7,013
+2,988
+74% +$170K
ASH icon
979
Ashland
ASH
$3.28B
$420K 0.01%
9,290
+767
+9% +$33.1K
MFL
980
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$418K 0.01%
31,914
+1,888
+6% +$24.2K
ANSS
981
DELISTED
Ansys
ANSS
$418K 0.01%
4,833
+14
+0.3% +$1.17K
VPHM
982
DELISTED
VIROPHARMA INC
VPHM
$417K 0.01%
10,625
-5,113
-32% -$167K
ROST icon
983
Ross Stores
ROST
$81B
$417K 0.01%
11,452
+32
+0.3% +$1.09K
EXPR
984
DELISTED
Express, Inc.
EXPR
$417K 0.01%
883
+152
+21% +$67.1K
PMO
985
Franklin Municipal Opportunities Trust
PMO
$280M
$416K 0.01%
38,042
+1,679
+5% +$18.2K
SIRI icon
986
SiriusXM
SIRI
$10.2B
$416K 0.01%
10,725
-35
-0.3% -$1.3K
DBL
987
DoubleLine Opportunistic Credit Fund
DBL
$279M
$415K 0.01%
18,140
+500
+3% +$11.6K
DWX icon
988
State Street SPDR S&P International Dividend ETF
DWX
$528M
$414K 0.01%
8,868
+731
+9% +$33.2K
ERC
989
Allspring Multi-Sector Income Fund
ERC
$255M
$413K 0.01%
29,194
-12,895
-31% -$183K
GOF icon
990
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$412K 0.01%
18,736
-188
-1% -$4.1K
IFN
991
Aberdeen India Fund
IFN
$505M
$412K 0.01%
21,502
-873
-4% -$16.8K
SPRD
992
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$409K 0.01%
+13,422
New +$397K
E icon
993
ENI
E
$79B
$409K 0.01%
8,877
-745
-8% -$33.5K
CVE icon
994
Cenovus Energy
CVE
$54.2B
$408K 0.01%
13,677
+11
+0.1% +$325
QTEC icon
995
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.64B
$406K 0.01%
12,534
-8,686
-41% -$269K
HOT
996
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$405K 0.01%
6,097
-3,238
-35% -$214K
PID icon
997
Invesco International Dividend Achievers ETF
PID
$924M
$405K 0.01%
23,428
+8,902
+61% +$151K
RMTI icon
998
Rockwell Medical
RMTI
$29.3M
$404K 0.01%
322
+136
+73% +$92.3K
FTNT icon
999
Fortinet
FTNT
$120B
$403K 0.01%
99,500
+6,000
+6% +$24.3K
DG icon
1000
Dollar General
DG
$28.3B
$402K 0.01%
7,120
+1,145
+19% +$62.9K
38 39
40
41 42

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.