SNC
ERC

Stifel Nicolaus & Co’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Stifel Nicolaus & Co’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$413K Sell
29,194
-12,895
-31% -$183K 0.01% 991
2013
Q2 		$617K Buy
+42,089
New +$676K 0.01% 781

Other funds holding ERC

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Nicolaus & Co's ERC Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Allspring Multi-Sector Income Fund (ERC) stake by 31% in Q3 2013, selling an estimated $183K and leaving 29,194 shares worth $413K. The position accounts for 0.01% of the portfolio, ranked #991.

Stifel Nicolaus & Co first reported a position in ERC in Q2 2013 and has held it in 2 quarters since. The position peaked at $617K in Q2 2013. 40 funds tracked by Wall St. Rank hold ERC as of Q3 2013.

  • Stifel Nicolaus & Co held 29,194 shares of Allspring Multi-Sector Income Fund worth $413K as of Q3 2013.
  • Stifel Nicolaus & Co sold 12,895 Allspring Multi-Sector Income Fund shares in Q3 2013, an estimated $183K.
  • Allspring Multi-Sector Income Fund made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #991 holding.
  • Stifel Nicolaus & Co first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Allspring Multi-Sector Income Fund position peaked at $617K in Q2 2013.
  • 40 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.