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ERC

Allspring Multi-Sector Income Fund

40 hedge funds and large institutions have $116M invested in Allspring Multi-Sector Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

8% more funds holding

Funds holding: 3740 (+3)

1.14% more ownership

Funds ownership: 13.8%14.94% (+1.1%)

0% more capital invested

Capital invested by funds: $116M → $116M (+$45.2K)

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
16
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$26.5M
SIA
2
Sit Investment Associates
Minnesota
$15.1M -$3.02M -213,155 -17%
GC
3
Guggenheim Capital
Illinois
$9.19M -$4.62M -325,894 -33%
Morgan Stanley
4
Morgan Stanley
New York
$7.37M -$219K -15,437 -3%
PPA
5
Parametric Portfolio Associates
Washington
$6.92M +$1.72M +121,714 +33%
AAM
6
Advisors Asset Management
Colorado
$6.91M -$2.51M -177,138 -27%
FIMG
7
Financial & Investment Management Group
Michigan
$6.61M +$6.63M +467,777 New
RCM
8
Rivernorth Capital Management
Florida
$5.23M +$1.28M +90,233 +32%
U
9
UBS
Switzerland
$4.58M -$294K -20,714 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.17M +$644K +45,415 +18%
Cohen & Steers
11
Cohen & Steers
New York
$3.31M +$170K +12,016 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.47M -$332K -23,417 -18%
RJA
13
Raymond James & Associates
Florida
$1.46M -$708K -49,939 -33%
AQR Capital Management
14
AQR Capital Management
Connecticut
$1.43M +$1.43M +100,760 New
Wells Fargo
15
Wells Fargo
California
$1.37M +$133K +9,401 +11%
SAM
16
Selway Asset Management
$1.36M +$1.36M +96,100 New
WAM
17
Wolverine Asset Management
Illinois
$1.35M +$1.11M +78,220 +443%
Citigroup
18
Citigroup
New York
$1.35M +$1.33M +93,835 +4,699%
1CP
19
1607 Capital Partners
Virginia
$1.11M +$1.12M +78,700 New
Bank of America
20
Bank of America
North Carolina
$1.11M +$256K +18,068 +30%
DA
21
Doliver Advisors
Texas
$936K +$516K +36,382 +122%
AR
22
Advisory Research
Illinois
$893K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$889K +$891K +62,857 New
Comerica Bank
24
Comerica Bank
Texas
$867K +$869K +61,306 New
LPL Financial
25
LPL Financial
California
$705K -$77.9K -5,500 -10%

ERC Hedge Fund Activity: Q3 2013 in Review

40 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2013, worth a combined $116M — up 0.04% from $116M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ERC positions and 4 closed out — a net gain of 3 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Financial & Investment Management Group, opening a new position worth an estimated $6.63M. The largest seller was Guggenheim Capital, cutting an estimated $4.62M.

  • 40 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $116M of Allspring Multi-Sector Income Fund stock for Q3 2013, up 0.04% quarter-over-quarter.
  • 7 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2013 and 4 closed out, a net change of +3 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2013 was Financial & Investment Management Group, an estimated $6.63M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2013 was Guggenheim Capital, an estimated $4.62M sold.

Based on aggregated 13F filings for Q3 2013.