ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

40 hedge funds and large institutions have $116M invested in Allspring Multi-Sector Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
16
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$6.61M
2
PPA
2
Parametric Portfolio Associates
Washington
$6.92M
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$1.43M
4
SAM
4
Selway Asset Management
$1.36M
5
Citigroup
5
Citigroup
New York
$1.35M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$9.19M
2
SIA
2
Sit Investment Associates
Minnesota
$15.1M
3
AAM
3
Advisors Asset Management
Colorado
$6.91M
4
TC
4
TFS Capital
Pennsylvania
$0
5
RJA
5
Raymond James & Associates
Florida
$1.46M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
– – – –
SIA
2
Sit Investment Associates
Minnesota
$15.1M 1,068,087 -213,155 -17%
GC
3
Guggenheim Capital
Illinois
$9.19M 649,560 -325,894 -33%
Morgan Stanley
4
Morgan Stanley
New York
$7.37M 521,406 -15,437 -3%
PPA
5
Parametric Portfolio Associates
Washington
$6.92M 489,227 +121,714 +33%
AAM
6
Advisors Asset Management
Colorado
$6.91M 488,329 -177,138 -27%
FIMG
7
Financial & Investment Management Group
Michigan
$6.61M 467,777 +467,777 New
RCM
8
Rivernorth Capital Management
Florida
$5.23M 369,613 +90,233 +32%
U
9
UBS
Switzerland
$4.58M 323,532 -20,714 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.17M 295,151 +45,415 +18%
Cohen & Steers
11
Cohen & Steers
New York
$3.31M 234,016 +12,016 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.47M 104,242 -23,417 -18%
RJA
13
Raymond James & Associates
Florida
$1.46M 103,076 -49,939 -33%
AQR Capital Management
14
AQR Capital Management
Connecticut
$1.43M 100,760 +100,760 New
Wells Fargo
15
Wells Fargo
California
$1.37M 96,588 +9,401 +11%
SAM
16
Selway Asset Management
$1.36M 96,100 +96,100 New
WAM
17
Wolverine Asset Management
Illinois
$1.36M 95,871 +78,220 +443%
Citigroup
18
Citigroup
New York
$1.35M 95,832 +93,835 +4,699%
1CP
19
1607 Capital Partners
Virginia
$1.11M 78,700 +78,700 New
Bank of America
20
Bank of America
North Carolina
$1.11M 78,291 +18,068 +30%
DA
21
Doliver Advisors
Texas
$936K 66,184 +36,382 +122%
AR
22
Advisory Research
Illinois
$893K 63,110 – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$889K 62,857 +62,857 New
Comerica Bank
24
Comerica Bank
Texas
$867K 61,306 +61,306 New
LPL Financial
25
LPL Financial
California
$705K 50,334 -5,500 -10%
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