ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

49 hedge funds and large institutions have $69.7M invested in Allspring Multi-Sector Income Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-4
Holders Change %
-7.55%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
$21.4M
2
NL
NWAM LLC
Washington
$808K
3
Osaic Holdings
Osaic Holdings
Arizona
$2.1M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$1.08M
5
VF
Virtu Financial
New York
$235K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
$4.04M
2
SIA
Sit Investment Associates
Minnesota
$0
3
SFS
Shaker Financial Services
Virginia
$0
4
PGFC
Peapack-Gladstone Financial Corp
New Jersey
$0
5
MAFM
Mid Atlantic Financial Management
Pennsylvania
$276K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$21.4M +$19M +1,405,166 +799%
Invesco
2
Invesco
Georgia
$7.92M +$87.1K +6,441 +1%
RJA
3
Raymond James & Associates
Florida
$4.73M -$190K -14,071 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.08M -$284K -21,017 -7%
Cohen & Steers
5
Cohen & Steers
New York
$4.04M -$1.67M -123,503 -29%
Morgan Stanley
6
Morgan Stanley
New York
$3.67M +$172K +12,689 +5%
Ameriprise
7
Ameriprise
Minnesota
$3.13M +$130K +9,629 +4%
SFS
8
Sowell Financial Services
Arkansas
$2.64M -$44.6K -3,269 -2%
Stifel Financial
9
Stifel Financial
Missouri
$2.41M +$103K +7,620 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.1M +$262K +19,365 +14%
UBS Group
11
UBS Group
Switzerland
$1.57M -$348K -25,694 -18%
Bank of America
12
Bank of America
North Carolina
$1.13M -$16.3K -1,205 -1%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.08M +$242K +17,882 +29%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.08M -$48.4K -3,575 -4%
CIA
15
Capital Investment Advisors
Georgia
$1.04M -$38.2K -2,827 -4%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$816K – – –
NL
17
NWAM LLC
Washington
$808K +$404K +29,871 +100%
SAM
18
Selway Asset Management
$763K -$6.4K -473 -0.8%
UCI
19
Uncommon Cents Investing
Wisconsin
$519K – – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$516K -$2.06K -152 -0.4%
LPL Financial
21
LPL Financial
California
$437K +$17.6K +1,304 +4%
PAG
22
Private Advisor Group
New Jersey
$375K – – –
LWP
23
Legacy Wealth Planning
Nevada
$345K -$20.3K -1,500 -6%
SPIA
24
Steward Partners Investment Advisory
New York
$289K +$98.8K +7,300 +52%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$276K -$748K -55,250 -73%
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