ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

57 hedge funds and large institutions have $153M invested in Allspring Multi-Sector Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
24
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$12.9M
2
SFS
2
Shaker Financial Services
Virginia
$1.79M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.07M
4
PPA
4
Parametric Portfolio Associates
Washington
$10.6M
5
Millennium Management
5
Millennium Management
New York
$677K

Top Sellers

1
SCM
1
Saba Capital Management
New York
$14.7M
2
SIA
2
Sit Investment Associates
Minnesota
$22.2M
3
RCM
3
Rivernorth Capital Management
Florida
$1.48M
4
Invesco
4
Invesco
Georgia
$8.67M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$22.2M 1,652,720 -335,522 -17%
UBS Group
2
UBS Group
Switzerland
$21.3M 1,586,684 +41,131 +3%
SCM
3
Saba Capital Management
New York
$14.7M 1,095,122 -2,231,566 -67%
LCM
4
Laurion Capital Management
New York
$12.9M 960,477 +550,537 +134%
PPA
5
Parametric Portfolio Associates
Washington
$10.6M 792,709 +81,661 +11%
Invesco
6
Invesco
Georgia
$8.67M 646,030 -63,147 -9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.07M 601,124 +86,313 +17%
VIA
8
Vident Investment Advisory
Georgia
$6.37M 474,596 +41,670 +10%
Morgan Stanley
9
Morgan Stanley
New York
$4.27M 318,136 +3,363 +1%
NL
10
NWAM LLC
Washington
$4.02M 299,563 +7,164 +2%
Cohen & Steers
11
Cohen & Steers
New York
$3.82M 284,969 +9,492 +3%
FFA
12
First Foundation Advisors
California
$2.75M 205,059 +28,337 +16%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$2.74M 204,000 – –
Kovitz Investment Group Partners
14
Kovitz Investment Group Partners
Illinois
$2.66M 198,380 -798 -0.4%
RJA
15
Raymond James & Associates
Florida
$2.59M 193,210 -3,271 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.04M 151,903 +30,895 +26%
PVWM
17
Point View Wealth Management
New Jersey
$1.87M 139,529 -8,538 -6%
Ameriprise
18
Ameriprise
Minnesota
$1.83M 136,612 +18,063 +15%
SFS
19
Shaker Financial Services
Virginia
$1.79M 133,250 +97,993 +278%
Bank of America
20
Bank of America
North Carolina
$1.7M 126,992 +16,170 +15%
RCM
21
Rivernorth Capital Management
Florida
$1.48M 110,653 -80,935 -42%
Stifel Financial
22
Stifel Financial
Missouri
$1.42M 105,906 +482 +0.5%
SAM
23
Selway Asset Management
$1.38M 103,115 -346 -0.3%
CIA
24
Capital Investment Advisors
Georgia
$1.34M 99,947 -4,989 -5%
AAM
25
Advisors Asset Management
Colorado
$1.26M 94,041 -3,350 -3%
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