We are live on ! Find out more
ERC

Allspring Multi-Sector Income Fund

57 hedge funds and large institutions have $153M invested in Allspring Multi-Sector Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

3.91% less ownership

Funds ownership: 31.65%27.74% (-3.9%)

5% less funds holding

Funds holding: 6057 (-3)

12% less capital invested

Capital invested by funds: $174M → $153M (-$20.7M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
24
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$22.2M -$4.49M -335,522 -17%
UBS Group
2
UBS Group
Switzerland
$21.3M +$550K +41,131 +3%
SCM
3
Saba Capital Management
New York
$14.7M -$29.8M -2,231,566 -67%
LCM
4
Laurion Capital Management
New York
$12.9M +$7.36M +550,537 +134%
PPA
5
Parametric Portfolio Associates
Washington
$10.6M +$1.09M +81,661 +11%
Invesco
6
Invesco
Georgia
$8.67M -$844K -63,147 -9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.07M +$1.15M +86,313 +17%
VIA
8
Vident Investment Advisory
Georgia
$6.37M +$557K +41,670 +10%
Morgan Stanley
9
Morgan Stanley
New York
$4.27M +$45K +3,363 +1%
NL
10
NWAM LLC
Washington
$4.02M +$95.8K +7,164 +2%
Cohen & Steers
11
Cohen & Steers
New York
$3.82M +$127K +9,492 +3%
FFA
12
First Foundation Advisors
California
$2.75M +$379K +28,337 +16%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$2.74M
Kovitz Investment Group Partners
14
Kovitz Investment Group Partners
Illinois
$2.66M -$10.7K -798 -0.4%
RJA
15
Raymond James & Associates
Florida
$2.59M -$43.7K -3,271 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.04M +$413K +30,895 +26%
PVWM
17
Point View Wealth Management
New Jersey
$1.87M -$114K -8,538 -6%
Ameriprise
18
Ameriprise
Minnesota
$1.83M +$242K +18,063 +15%
SFS
19
Shaker Financial Services
Virginia
$1.79M +$1.31M +97,993 +278%
Bank of America
20
Bank of America
North Carolina
$1.7M +$216K +16,170 +15%
RCM
21
Rivernorth Capital Management
Florida
$1.48M -$1.08M -80,935 -42%
Stifel Financial
22
Stifel Financial
Missouri
$1.42M +$6.45K +482 +0.5%
SAM
23
Selway Asset Management
$1.38M -$4.63K -346 -0.3%
CIA
24
Capital Investment Advisors
Georgia
$1.34M -$66.7K -4,989 -5%
AAM
25
Advisors Asset Management
Colorado
$1.26M -$44.8K -3,350 -3%

ERC Hedge Fund Activity: Q3 2017 in Review

57 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2017, worth a combined $153M — down 12% from $174M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of ERC and 4 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 24 added.

The largest buyer was Laurion Capital Management, adding an estimated $7.36M. The largest seller was Saba Capital Management, cutting an estimated $29.8M.

  • 57 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2017, down from 60 in Q2 2017.
  • Funds reported $153M of Allspring Multi-Sector Income Fund stock for Q3 2017, down 12% quarter-over-quarter.
  • 4 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2017 and 7 closed out, a net change of -3 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2017 was Laurion Capital Management, an estimated $7.36M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2017 was Saba Capital Management, an estimated $29.8M sold.

Based on aggregated 13F filings for Q3 2017.