ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

63 hedge funds and large institutions have $233M invested in Allspring Multi-Sector Income Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
26
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$4.26M
2
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
+$3.89M
3
SIA
Sit Investment Associates
Minnesota
+$1.99M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.59M
5
VIA
Vident Investment Advisory
Georgia
+$1.53M

Top Sellers

1
IA
Icon Advisers
Colorado
-$4.31M
2
LCM
Landscape Capital Management
New Jersey
-$2.34M
3
FIMG
Financial & Investment Management Group
Michigan
-$1.13M
4
DIS
Diversified Investment Strategies
Louisiana
-$1.13M
5
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$849K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$82M – – –
SIA
2
Sit Investment Associates
Minnesota
$39.9M +$1.99M +149,374 +5%
RCM
3
Rivernorth Capital Management
Florida
$19.8M +$411K +30,801 +2%
UBS Group
4
UBS Group
Switzerland
$19.5M +$4.26M +319,738 +28%
Invesco
5
Invesco
Georgia
$8.7M +$817K +61,320 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.87M +$1.59M +119,546 +37%
RJA
7
Raymond James & Associates
Florida
$5.79M +$243K +18,229 +4%
VIA
8
Vident Investment Advisory
Georgia
$4.9M +$1.53M +114,968 +45%
NL
9
NWAM LLC
Washington
$4.3M +$2.13K +160 +0%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$3.89M +$3.89M +291,686 New
Cohen & Steers
11
Cohen & Steers
New York
$3.58M +$173K +12,988 +5%
FFA
12
First Foundation Advisors
California
$3.34M +$235K +17,645 +8%
Morgan Stanley
13
Morgan Stanley
New York
$3.16M -$543K -40,730 -15%
COLIM
14
City of London Investment Management
United Kingdom
$2.24M +$542K +40,602 +32%
SAM
15
Selway Asset Management
$1.99M – – –
PVWM
16
Point View Wealth Management
New Jersey
$1.97M +$60K +4,501 +3%
CIA
17
Capital Investment Advisors
Georgia
$1.94M -$39.9K -2,993 -2%
Bank of America
18
Bank of America
North Carolina
$1.93M -$38.9K -2,919 -2%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.76M +$23.3K +1,744 +1%
Stifel Financial
20
Stifel Financial
Missouri
$1.43M +$38.8K +2,901 +3%
AAM
21
Advisors Asset Management
Colorado
$1.37M -$313K -23,494 -19%
CCP
22
Clough Capital Partners
Massachusetts
$1.33M +$914K +69,400 +218%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.01M +$1.01M +75,842 New
LPL Financial
24
LPL Financial
California
$984K +$292K +21,860 +42%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$784K +$218K +16,395 +39%
1
2 3