ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

62 hedge funds and large institutions have $145M invested in Allspring Multi-Sector Income Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
22
Reduced
17
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Selway Asset Management
$2.94M
2
U
UBS
Switzerland
$7.93M
3
SCM
Saba Capital Management
New York
$21.7M
4
PPA
Parametric Portfolio Associates
Washington
$11.5M
5
KSCM
Kamunting Street Capital Management
Florida
$1.16M

Top Sellers

1
Invesco
Invesco
Georgia
$17.7M
2
SIA
Sit Investment Associates
Minnesota
$7.77M
3
AAM
Advisors Asset Management
Colorado
$592K
4
1CP
1607 Capital Partners
Virginia
$2.36M
5
GC
Guggenheim Capital
Illinois
$5.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$21.7M +$2.28M +152,945 +12%
Invesco
2
Invesco
Georgia
$17.7M -$20.3M – –
PPA
3
Parametric Portfolio Associates
Washington
$11.5M +$1.47M +98,457 +15%
RCM
4
Rivernorth Capital Management
Florida
$10.6M – – –
Morgan Stanley
5
Morgan Stanley
New York
$8.73M +$269K +18,029 +3%
U
6
UBS
Switzerland
$7.93M +$2.43M +163,155 +44%
SIA
7
Sit Investment Associates
Minnesota
$7.77M -$2.79M -187,151 -26%
NL
8
NWAM LLC
Washington
$6.28M +$800K +53,708 +15%
FIMG
9
Financial & Investment Management Group
Michigan
$5.63M -$84.6K -5,680 -1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.44M +$383K +25,707 +8%
GC
11
Guggenheim Capital
Illinois
$5.4M -$1.24M -83,307 -19%
SAM
12
Selway Asset Management
$2.94M +$2.94M +196,995 New
CIA
13
Capital Investment Advisors
Georgia
$2.86M -$93.9K -6,303 -3%
Cohen & Steers
14
Cohen & Steers
New York
$2.43M – – –
1CP
15
1607 Capital Partners
Virginia
$2.36M -$1.51M -101,017 -39%
RJA
16
Raymond James & Associates
Florida
$2.34M +$135K +9,044 +6%
AQR Capital Management
17
AQR Capital Management
Connecticut
$2.2M -$54.2K -3,637 -2%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.95M -$7.33K -492 -0.4%
Citigroup
19
Citigroup
New York
$1.35M -$1.57K -105 -0.1%
COLIM
20
City of London Investment Management
United Kingdom
$1.22M – – –
KSCM
21
Kamunting Street Capital Management
Florida
$1.16M +$1.16M +77,772 New
Wells Fargo
22
Wells Fargo
California
$1.06M +$82.8K +5,562 +8%
AA
23
Ancora Advisors
Ohio
$1.02M +$253K +17,000 +33%
Stifel Financial
24
Stifel Financial
Missouri
$994K +$197K +13,200 +25%
DA
25
Doliver Advisors
Texas
$970K +$970K +65,120 New
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