U
ERC

UBS’s Allspring Multi-Sector Income Fund ERC Stock Holding History

UBS’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$8.16M Buy
584,621
+52,723
+10% +$768K 0.01% 1612
2014
Q2 		$7.92M Buy
531,898
+163,155
+44% +$2.41M 0.01% 1552
2014
Q1 		$5.35M Buy
368,743
+52,983
+17% +$762K ﹤0.01% 1797
2013
Q4 		$4.44M Sell
315,760
-7,772
-2% -$110K ﹤0.01% 1986
2013
Q3 		$4.58M Sell
323,532
-20,714
-6% -$294K ﹤0.01% 1782
2013
Q2 		$5.05M Buy
+344,246
New +$5.53M 0.01% 1607

Other funds holding ERC

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS's ERC Position: Q3 2014 in Review

UBS increased its Allspring Multi-Sector Income Fund (ERC) stake by 9.9% in Q3 2014, buying an estimated $768K and bringing the position to 584,621 shares worth $8.16M. The position accounts for 0.01% of the portfolio, ranked #1612.

UBS first reported a position in ERC in Q2 2013 and has held it in 6 quarters since. 56 funds tracked by Wall St. Rank hold ERC as of Q3 2014.

  • UBS held 584,621 shares of Allspring Multi-Sector Income Fund worth $8.16M as of Q3 2014.
  • UBS bought 52,723 Allspring Multi-Sector Income Fund shares in Q3 2014, an estimated $768K.
  • Allspring Multi-Sector Income Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1612 holding.
  • UBS first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and has held it in 6 quarters since.
  • 56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.