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ERC

Allspring Multi-Sector Income Fund

54 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

4% more capital invested

Capital invested by funds: $132M → $137M (+$5.04M)

0.67% more ownership

Funds ownership: 18.49%19.16% (+0.67%)

0% more funds holding

Funds holding: 5454 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

Holders
54
Holders Change
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$20.3M
SCM
2
Saba Capital Management
New York
$18.9M +$1.7M +117,877 +10%
RCM
3
Rivernorth Capital Management
Florida
$10.3M -$40.3K -2,800 -0.4%
SIA
4
Sit Investment Associates
Minnesota
$10.3M -$1.24M -86,312 -11%
PPA
5
Parametric Portfolio Associates
Washington
$9.76M +$2.71M +188,038 +39%
Morgan Stanley
6
Morgan Stanley
New York
$8.24M +$824K +57,276 +11%
GC
7
Guggenheim Capital
Illinois
$6.46M -$1.92M -133,241 -23%
FIMG
8
Financial & Investment Management Group
Michigan
$5.56M +$124K +8,601 +2%
U
9
UBS
Switzerland
$5.35M +$762K +52,983 +17%
NL
10
NWAM LLC
Washington
$5.33M +$5.29M +367,799 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.92M +$255K +17,751 +6%
1CP
12
1607 Capital Partners
Virginia
$3.76M +$128K +8,900 +4%
CIA
13
Capital Investment Advisors
Georgia
$2.87M -$92.1K -6,397 -3%
AAM
14
Advisors Asset Management
Colorado
$2.87M -$1.56M -108,418 -35%
Cohen & Steers
15
Cohen & Steers
New York
$2.37M
AQR Capital Management
16
AQR Capital Management
Connecticut
$2.19M
RJA
17
Raymond James & Associates
Florida
$2.15M +$720K +50,007 +51%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.9M +$164K +11,406 +10%
Citigroup
19
Citigroup
New York
$1.32M -$760K -52,783 -37%
COLIM
20
City of London Investment Management
United Kingdom
$1.19M +$1.18M +81,871 New
Wells Fargo
21
Wells Fargo
California
$954K -$539K -37,447 -36%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$911K -$4.32K -300 -0.5%
Stifel Financial
23
Stifel Financial
Missouri
$776K +$770K +53,519 New
LPL Financial
24
LPL Financial
California
$774K -$8.61K -598 -1%
AA
25
Ancora Advisors
Ohio
$747K +$460K +32,000 +164%

ERC Hedge Fund Activity: Q1 2014 in Review

54 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q1 2014, worth a combined $137M — up 3.8% from $132M a quarter earlier.

Fund positioning in ERC was balanced in Q1 2014: 9 funds opened new positions, 9 closed out, 18 added to existing stakes and 15 trimmed.

The largest buyer was NWAM LLC, opening a new position worth an estimated $5.29M. The largest seller was Wolverine Asset Management, cutting an estimated $2.14M.

  • 54 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $137M of Allspring Multi-Sector Income Fund stock for Q1 2014, up 3.8% quarter-over-quarter.
  • 9 funds opened new Allspring Multi-Sector Income Fund positions in Q1 2014 and 9 closed out, a net change of 0 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q1 2014 was NWAM LLC, an estimated $5.29M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q1 2014 was Wolverine Asset Management, an estimated $2.14M sold.

Based on aggregated 13F filings for Q1 2014.