ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
18
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
+$5.33M
2
PPA
Parametric Portfolio Associates
Washington
+$2.73M
3
SCM
Saba Capital Management
New York
+$1.71M
4
COLIM
City of London Investment Management
United Kingdom
+$1.19M
5
Morgan Stanley
Morgan Stanley
New York
+$831K

Top Sellers

1
Invesco
Invesco
Georgia
-$23M
2
WAM
Wolverine Asset Management
Illinois
-$2.14M
3
GC
Guggenheim Capital
Illinois
-$1.93M
4
AAM
Advisors Asset Management
Colorado
-$1.57M
5
SAM
Selway Asset Management
-$1.47M
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$20.3M -$23M – –
SCM
2
Saba Capital Management
New York
$18.9M +$1.71M +117,877 +10%
RCM
3
Rivernorth Capital Management
Florida
$10.3M -$40.6K -2,800 -0.4%
SIA
4
Sit Investment Associates
Minnesota
$10.3M -$1.25M -86,312 -11%
PPA
5
Parametric Portfolio Associates
Washington
$9.76M +$2.73M +188,038 +39%
Morgan Stanley
6
Morgan Stanley
New York
$8.24M +$831K +57,276 +11%
GC
7
Guggenheim Capital
Illinois
$6.46M -$1.93M -133,241 -23%
FIMG
8
Financial & Investment Management Group
Michigan
$5.56M +$125K +8,601 +2%
U
9
UBS
Switzerland
$5.35M +$768K +52,983 +17%
NL
10
NWAM LLC
Washington
$5.33M +$5.33M +367,799 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.93M +$257K +17,751 +6%
1CP
12
1607 Capital Partners
Virginia
$3.76M +$129K +8,900 +4%
CIA
13
Capital Investment Advisors
Georgia
$2.87M -$92.8K -6,397 -3%
AAM
14
Advisors Asset Management
Colorado
$2.87M -$1.57M -108,418 -35%
Cohen & Steers
15
Cohen & Steers
New York
$2.37M – – –
AQR Capital Management
16
AQR Capital Management
Connecticut
$2.19M – – –
RJA
17
Raymond James & Associates
Florida
$2.15M +$725K +50,007 +51%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.9M +$165K +11,406 +10%
Citigroup
19
Citigroup
New York
$1.32M -$765K -52,783 -37%
COLIM
20
City of London Investment Management
United Kingdom
$1.19M +$1.19M +81,871 New
Wells Fargo
21
Wells Fargo
California
$954K -$543K -37,447 -36%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$911K -$4.35K -300 -0.5%
Stifel Financial
23
Stifel Financial
Missouri
$776K +$776K +53,519 New
LPL Financial
24
LPL Financial
California
$774K -$8.68K -598 -1%
AA
25
Ancora Advisors
Ohio
$747K +$464K +32,000 +164%
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