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ERC

Allspring Multi-Sector Income Fund

63 hedge funds and large institutions have $217M invested in Allspring Multi-Sector Income Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

5% more funds holding

Funds holding: 6063 (+3)

2.06% more ownership

Funds ownership: 39.03%41.09% (+2.1%)

2% more capital invested

Capital invested by funds: $213M → $217M (+$3.86M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
21
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$78.9M +$5.22M +413,987 +7%
SIA
2
Sit Investment Associates
Minnesota
$36.5M +$4.71M +373,469 +15%
RCM
3
Rivernorth Capital Management
Florida
$18.6M +$594K +47,112 +3%
UBS Group
4
UBS Group
Switzerland
$14.7M +$1.87M +148,267 +15%
Invesco
5
Invesco
Georgia
$7.58M +$186K +14,704 +3%
RJA
6
Raymond James & Associates
Florida
$5.33M -$196K -15,525 -4%
IA
7
Icon Advisers
Colorado
$4.31M +$941K +74,545 +28%
NL
8
NWAM LLC
Washington
$4.13M -$172K -13,596 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.11M +$590K +46,725 +17%
Morgan Stanley
10
Morgan Stanley
New York
$3.57M -$468K -37,117 -12%
Cohen & Steers
11
Cohen & Steers
New York
$3.28M
VIA
12
Vident Investment Advisory
Georgia
$3.25M +$226K +17,919 +8%
FFA
13
First Foundation Advisors
California
$2.98M +$148K +11,690 +5%
LCM
14
Landscape Capital Management
New Jersey
$2.59M +$1.04M +82,428 +69%
SAM
15
Selway Asset Management
$1.92M -$13.9K -1,100 -0.7%
CIA
16
Capital Investment Advisors
Georgia
$1.91M -$108K -8,587 -5%
Bank of America
17
Bank of America
North Carolina
$1.9M -$10.9K -860 -0.6%
PVWM
18
Point View Wealth Management
New Jersey
$1.84M -$38.8K -3,075 -2%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.67M +$563K +44,620 +52%
COLIM
20
City of London Investment Management
United Kingdom
$1.63M +$1.19M +94,332 +287%
AAM
21
Advisors Asset Management
Colorado
$1.62M +$294K +23,322 +23%
Stifel Financial
22
Stifel Financial
Missouri
$1.34M -$70.6K -5,595 -5%
FIMG
23
Financial & Investment Management Group
Michigan
$1.26M -$228K -18,055 -16%
DIS
24
Diversified Investment Strategies
Louisiana
$1.13M
Fiera Capital (Canada)
25
Fiera Capital (Canada)
Quebec, Canada
$978K +$802K +63,521 +500%

ERC Hedge Fund Activity: Q4 2016 in Review

63 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2016, worth a combined $217M — up 1.8% from $213M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ERC positions and 6 closed out — a net gain of 4 holders — while 21 added to existing stakes and 19 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $5.22M. The largest seller was Laurion Capital Management, cutting an estimated $4.66M.

  • 63 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2016, up from 60 in Q3 2016.
  • Funds reported $217M of Allspring Multi-Sector Income Fund stock for Q4 2016, up 1.8% quarter-over-quarter.
  • 10 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2016 was Saba Capital Management, an estimated $5.22M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2016 was Laurion Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q4 2016.