ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

63 hedge funds and large institutions have $217M invested in Allspring Multi-Sector Income Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
21
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$78.9M
2
SIA
2
Sit Investment Associates
Minnesota
$36.5M
3
UBS Group
3
UBS Group
Switzerland
$14.7M
4
COLIM
4
City of London Investment Management
United Kingdom
$1.63M
5
LCM
5
Landscape Capital Management
New Jersey
$2.59M

Top Sellers

1
Citigroup
1
Citigroup
New York
$23K
2
LCM
2
Laurion Capital Management
New York
$976K
3
Kovitz Investment Group Partners
3
Kovitz Investment Group Partners
Illinois
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$3.57M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$78.9M 6,150,514 +413,987 +7%
SIA
2
Sit Investment Associates
Minnesota
$36.5M 2,841,553 +373,469 +15%
RCM
3
Rivernorth Capital Management
Florida
$18.6M 1,451,551 +47,112 +3%
UBS Group
4
UBS Group
Switzerland
$14.7M 1,143,385 +148,267 +15%
Invesco
5
Invesco
Georgia
$7.59M 591,245 +14,704 +3%
RJA
6
Raymond James & Associates
Florida
$5.34M 415,796 -15,525 -4%
IA
7
Icon Advisers
Colorado
$4.31M 336,173 +74,545 +28%
NL
8
NWAM LLC
Washington
$4.14M 322,269 -13,596 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.11M 320,704 +46,725 +17%
Morgan Stanley
10
Morgan Stanley
New York
$3.57M 278,070 -37,117 -12%
Cohen & Steers
11
Cohen & Steers
New York
$3.28M 255,588 – –
VIA
12
Vident Investment Advisory
Georgia
$3.25M 252,891 +17,919 +8%
FFA
13
First Foundation Advisors
California
$2.99M 232,694 +11,690 +5%
LCM
14
Landscape Capital Management
New Jersey
$2.59M 201,643 +82,428 +69%
SAM
15
Selway Asset Management
$1.92M 149,555 -1,100 -0.7%
CIA
16
Capital Investment Advisors
Georgia
$1.91M 148,491 -8,587 -5%
Bank of America
17
Bank of America
North Carolina
$1.9M 147,631 -860 -0.6%
PVWM
18
Point View Wealth Management
New Jersey
$1.84M 143,535 -3,075 -2%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.67M 130,412 +44,620 +52%
COLIM
20
City of London Investment Management
United Kingdom
$1.63M 127,252 +94,332 +287%
AAM
21
Advisors Asset Management
Colorado
$1.62M 126,552 +23,322 +23%
Stifel Financial
22
Stifel Financial
Missouri
$1.34M 104,112 -5,595 -5%
FIMG
23
Financial & Investment Management Group
Michigan
$1.26M 98,271 -18,055 -16%
DIS
24
Diversified Investment Strategies
Louisiana
$1.13M 88,175 – –
Fiera Capital (Canada)
25
Fiera Capital (Canada)
Quebec, Canada
$978K 76,233 +63,521 +500%
1
2 3