ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

56 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-6
Holders Change %
-9.68%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
27
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$23.8M
2
Morgan Stanley
Morgan Stanley
New York
$9.23M
3
U
UBS
Switzerland
$8.16M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$5.49M
5
SFS
Shaker Financial Services
Virginia
$770K

Top Sellers

1
Invesco
Invesco
Georgia
$14.5M
2
GC
Guggenheim Capital
Illinois
$3.56M
3
TC
TFS Capital
Pennsylvania
$0
4
AAM
Advisors Asset Management
Colorado
$0
5
AR
Advisory Research
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$23.8M +$3.48M +249,119 +17%
Invesco
2
Invesco
Georgia
$14.5M -$17.7M – –
PPA
3
Parametric Portfolio Associates
Washington
$11M +$227K +16,246 +2%
RCM
4
Rivernorth Capital Management
Florida
$9.8M -$139K -9,955 -1%
Morgan Stanley
5
Morgan Stanley
New York
$9.23M +$1.04M +74,809 +13%
U
6
UBS
Switzerland
$8.16M +$736K +52,723 +10%
SIA
7
Sit Investment Associates
Minnesota
$6.78M -$501K -35,858 -7%
NL
8
NWAM LLC
Washington
$5.85M -$36.3K -2,600 -0.6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.49M +$384K +27,537 +8%
FIMG
10
Financial & Investment Management Group
Michigan
$5.26M -$18.2K -1,303 -0.3%
GC
11
Guggenheim Capital
Illinois
$3.56M -$1.5M -107,395 -30%
SAM
12
Selway Asset Management
$2.82M +$66K +4,725 +2%
CIA
13
Capital Investment Advisors
Georgia
$2.68M -$2.81K -201 -0.1%
Cohen & Steers
14
Cohen & Steers
New York
$2.54M +$264K +18,890 +12%
RJA
15
Raymond James & Associates
Florida
$2.2M +$10.4K +746 +0.5%
1CP
16
1607 Capital Partners
Virginia
$1.97M -$239K -17,150 -11%
AQR Capital Management
17
AQR Capital Management
Connecticut
$1.96M -$101K -7,229 -5%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.87M +$48.1K +3,449 +3%
Citigroup
19
Citigroup
New York
$1.38M +$112K +8,045 +9%
KSCM
20
Kamunting Street Capital Management
Florida
$1.19M +$106K +7,629 +10%
Bank of America
21
Bank of America
North Carolina
$1.17M +$293K +20,965 +34%
COLIM
22
City of London Investment Management
United Kingdom
$1.15M – – –
AA
23
Ancora Advisors
Ohio
$989K +$33.1K +2,375 +3%
Stifel Financial
24
Stifel Financial
Missouri
$982K +$51K +3,655 +5%
Wells Fargo
25
Wells Fargo
California
$850K -$146K -10,495 -15%
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