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ERC

Allspring Multi-Sector Income Fund

54 hedge funds and large institutions have $132M invested in Allspring Multi-Sector Income Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 3

35% more funds holding

Funds holding: 4054 (+14)

14% more capital invested

Capital invested by funds: $116M → $132M (+$16.5M)

3.55% more ownership

Funds ownership: 14.94%18.49% (+3.6%)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
54
Holders Change
+14
Holders Change %
+35%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
18
Increased
14
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$23M
SCM
2
Saba Capital Management
New York
$16.7M +$16.8M +1,185,402 New
SIA
3
Sit Investment Associates
Minnesota
$11.2M -$3.86M -273,194 -26%
RCM
4
Rivernorth Capital Management
Florida
$10M +$4.87M +344,865 +93%
GC
5
Guggenheim Capital
Illinois
$8.14M -$998K -70,618 -11%
Morgan Stanley
6
Morgan Stanley
New York
$7.18M -$151K -10,705 -2%
PPA
7
Parametric Portfolio Associates
Washington
$6.82M -$55K -3,893 -0.8%
FIMG
8
Financial & Investment Management Group
Michigan
$5.27M -$1.31M -92,794 -20%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.53M +$378K +26,762 +9%
U
10
UBS
Switzerland
$4.44M -$110K -7,772 -2%
AAM
11
Advisors Asset Management
Colorado
$4.31M -$2.57M -182,040 -37%
1CP
12
1607 Capital Partners
Virginia
$3.52M +$2.43M +171,992 +219%
CIA
13
Capital Investment Advisors
Georgia
$2.88M +$2.89M +204,579 New
WAM
14
Wolverine Asset Management
Illinois
$2.35M +$1M +71,000 +74%
Cohen & Steers
15
Cohen & Steers
New York
$2.3M -$1,000K -70,748 -30%
AQR Capital Management
16
AQR Capital Management
Connecticut
$2.12M +$710K +50,205 +50%
Citigroup
17
Citigroup
New York
$2.02M +$676K +47,840 +50%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.68M +$218K +15,421 +15%
SAM
19
Selway Asset Management
$1.47M +$116K +8,200 +9%
Wells Fargo
20
Wells Fargo
California
$1.45M +$94.6K +6,695 +7%
RJA
21
Raymond James & Associates
Florida
$1.38M -$70.3K -4,976 -5%
DA
22
Doliver Advisors
Texas
$1.13M +$203K +14,342 +22%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$888K +$4.24K +300 +0.5%
Bank of America
24
Bank of America
North Carolina
$799K -$303K -21,459 -27%
LPL Financial
25
LPL Financial
California
$758K +$51K +3,609 +7%

ERC Hedge Fund Activity: Q4 2013 in Review

54 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2013, worth a combined $132M — up 14% from $116M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new ERC positions and 3 closed out — a net gain of 15 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $16.8M. The largest seller was Sit Investment Associates, cutting an estimated $3.86M.

  • 54 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $132M of Allspring Multi-Sector Income Fund stock for Q4 2013, up 14% quarter-over-quarter.
  • 18 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2013 and 3 closed out, a net change of +15 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2013 was Saba Capital Management, an estimated $16.8M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2013 was Sit Investment Associates, an estimated $3.86M sold.

Based on aggregated 13F filings for Q4 2013.