ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $132M invested in Allspring Multi-Sector Income Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 3 closing their positions.

Holders
54
Holders Change
+14
Holders Change %
+35%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
14
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$16.7M
2
RCM
2
Rivernorth Capital Management
Florida
$10M
3
CIA
3
Capital Investment Advisors
Georgia
$2.88M
4
1CP
4
1607 Capital Partners
Virginia
$3.53M
5
WAM
5
Wolverine Asset Management
Illinois
$2.35M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$11.2M
2
AAM
2
Advisors Asset Management
Colorado
$4.31M
3
FIMG
3
Financial & Investment Management Group
Michigan
$5.27M
4
Cohen & Steers
4
Cohen & Steers
New York
$2.3M
5
GC
5
Guggenheim Capital
Illinois
$8.14M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
– – – –
SCM
2
Saba Capital Management
New York
$16.7M 1,185,402 +1,185,402 New
SIA
3
Sit Investment Associates
Minnesota
$11.2M 794,893 -273,194 -26%
RCM
4
Rivernorth Capital Management
Florida
$10M 714,478 +344,865 +93%
GC
5
Guggenheim Capital
Illinois
$8.14M 578,942 -70,618 -11%
Morgan Stanley
6
Morgan Stanley
New York
$7.18M 510,701 -10,705 -2%
PPA
7
Parametric Portfolio Associates
Washington
$6.82M 485,334 -3,893 -0.8%
FIMG
8
Financial & Investment Management Group
Michigan
$5.27M 374,983 -92,794 -20%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.53M 321,913 +26,762 +9%
U
10
UBS
Switzerland
$4.44M 315,760 -7,772 -2%
AAM
11
Advisors Asset Management
Colorado
$4.31M 306,289 -182,040 -37%
1CP
12
1607 Capital Partners
Virginia
$3.53M 250,692 +171,992 +219%
CIA
13
Capital Investment Advisors
Georgia
$2.88M 204,579 +204,579 New
WAM
14
Wolverine Asset Management
Illinois
$2.35M 166,871 +71,000 +74%
Cohen & Steers
15
Cohen & Steers
New York
$2.3M 163,268 -70,748 -30%
AQR Capital Management
16
AQR Capital Management
Connecticut
$2.12M 150,965 +50,205 +50%
Citigroup
17
Citigroup
New York
$2.02M 143,672 +47,840 +50%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.68M 119,663 +15,421 +15%
SAM
19
Selway Asset Management
$1.47M 104,300 +8,200 +9%
Wells Fargo
20
Wells Fargo
California
$1.45M 103,283 +6,695 +7%
RJA
21
Raymond James & Associates
Florida
$1.38M 98,100 -4,976 -5%
DA
22
Doliver Advisors
Texas
$1.13M 80,526 +14,342 +22%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$888K 63,157 +300 +0.5%
Bank of America
24
Bank of America
North Carolina
$799K 56,832 -21,459 -27%
LPL Financial
25
LPL Financial
California
$758K 53,943 +3,609 +7%
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