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ERC

Allspring Multi-Sector Income Fund

56 hedge funds and large institutions have $70.1M invested in Allspring Multi-Sector Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

4% more funds holding

Funds holding: 5456 (+2)

2% more capital invested

Capital invested by funds: $68.5M → $70.1M (+$1.6M)

0.33% less ownership

Funds ownership: 17.64%17.31% (-0.33%)

Holders
56
Holders Change
+2
Holders Change %
+3.7%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$8.9M +$82.1K +6,514 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.89M +$640K +50,787 +10%
Ameriprise
3
Ameriprise
Minnesota
$5.83M +$83.7K +6,639 +1%
UBS Group
4
UBS Group
Switzerland
$4.86M +$35K +2,778 +0.7%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.63M +$177K +14,049 +4%
RJA
6
Raymond James & Associates
Florida
$4.26M +$162K +12,870 +4%
Morgan Stanley
7
Morgan Stanley
New York
$3.64M -$153K -12,139 -4%
Cohen & Steers
8
Cohen & Steers
New York
$3.48M -$268K -21,301 -7%
NL
9
NWAM LLC
Washington
$3.1M +$1.98K +157 +0.1%
GC
10
Guggenheim Capital
Illinois
$2.79M -$133K -10,562 -5%
Stifel Financial
11
Stifel Financial
Missouri
$2.56M +$136K +10,780 +6%
SFS
12
Shaker Financial Services
Virginia
$1.99M -$210K -16,632 -10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.73M +$52.9K +4,200 +3%
Bank of America
14
Bank of America
North Carolina
$1.44M +$124K +9,830 +10%
PVWM
15
Point View Wealth Management
New Jersey
$1.29M -$29.9K -2,369 -2%
CIA
16
Capital Investment Advisors
Georgia
$1.2M -$6.4K -508 -0.5%
AAM
17
Advisors Asset Management
Colorado
$1.18M +$70.7K +5,610 +7%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.13M +$1.4K +111 +0.1%
SIA
19
Sit Investment Associates
Minnesota
$1.12M
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$44.1K -3,500 -4%
SAM
21
Selway Asset Management
$962K -$26.5K -2,100 -3%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$621K +$30.1K +2,386 +5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$513K +$27.6K +2,188 +6%
UCI
24
Uncommon Cents Investing
Wisconsin
$497K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$494K +$13K +1,033 +3%

ERC Hedge Fund Activity: Q4 2019 in Review

56 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2019, worth a combined $70.1M — up 2.3% from $68.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ERC positions and 6 closed out — a net gain of 2 holders — while 19 added to existing stakes and 15 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $640K. The largest seller was Landscape Capital Management, cutting an estimated $2.34M.

  • 56 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2019, up from 54 in Q3 2019.
  • Funds reported $70.1M of Allspring Multi-Sector Income Fund stock for Q4 2019, up 2.3% quarter-over-quarter.
  • 8 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2019 and 6 closed out, a net change of +2 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2019 was Royal Bank of Canada, an estimated $640K added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2019 was Landscape Capital Management, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2019.