ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

56 hedge funds and large institutions have $70.1M invested in Allspring Multi-Sector Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+2
Holders Change %
+3.7%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$654K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$181K
3
RJA
Raymond James & Associates
Florida
+$166K
4
SWM
SeaCrest Wealth Management
New York
+$163K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$148K

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$2.39M
2
Cohen & Steers
Cohen & Steers
New York
-$274K
3
Millennium Management
Millennium Management
New York
-$257K
4
SFS
Shaker Financial Services
Virginia
-$214K
5
Morgan Stanley
Morgan Stanley
New York
-$156K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$8.9M +$83.9K +6,514 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.9M +$654K +50,787 +10%
Ameriprise
3
Ameriprise
Minnesota
$5.83M +$85.5K +6,639 +1%
UBS Group
4
UBS Group
Switzerland
$4.86M +$35.8K +2,778 +0.7%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.63M +$181K +14,049 +4%
RJA
6
Raymond James & Associates
Florida
$4.26M +$166K +12,870 +4%
Morgan Stanley
7
Morgan Stanley
New York
$3.64M -$156K -12,139 -4%
Cohen & Steers
8
Cohen & Steers
New York
$3.48M -$274K -21,301 -7%
NL
9
NWAM LLC
Washington
$3.1M +$2.02K +157 +0.1%
GC
10
Guggenheim Capital
Illinois
$2.79M -$136K -10,562 -5%
Stifel Financial
11
Stifel Financial
Missouri
$2.56M +$138K +10,780 +6%
SFS
12
Shaker Financial Services
Virginia
$1.99M -$214K -16,632 -10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.73M +$54.1K +4,200 +3%
Bank of America
14
Bank of America
North Carolina
$1.44M +$127K +9,830 +10%
PVWM
15
Point View Wealth Management
New Jersey
$1.29M -$30.5K -2,369 -2%
CIA
16
Capital Investment Advisors
Georgia
$1.2M -$6.55K -508 -0.5%
AAM
17
Advisors Asset Management
Colorado
$1.18M +$72.2K +5,610 +7%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.13M +$1.43K +111 +0.1%
SIA
19
Sit Investment Associates
Minnesota
$1.12M – – –
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$45.1K -3,500 -4%
SAM
21
Selway Asset Management
$962K -$27.1K -2,100 -3%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$621K +$30.7K +2,386 +5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$513K +$28.2K +2,188 +6%
UCI
24
Uncommon Cents Investing
Wisconsin
$497K – – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$494K +$13.3K +1,033 +3%
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