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ERC

Allspring Multi-Sector Income Fund

52 hedge funds and large institutions have $110M invested in Allspring Multi-Sector Income Fund in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.82% less ownership

Funds ownership: 32.02%24.2% (-7.8%)

9% less funds holding

Funds holding: 5752 (-5)

23% less capital invested

Capital invested by funds: $144M → $110M (-$33.2M)

27% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 22

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
52
Holders Change
-5
Holders Change %
-8.77%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
22
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.1M -$1.56M -119,959 -8%
Invesco
2
Invesco
Georgia
$12.4M +$1.41M +108,277 +13%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.41M +$1.32M +101,306 +16%
PPA
4
Parametric Portfolio Associates
Washington
$7.99M -$3.15M -241,164 -28%
LCM
5
Laurion Capital Management
New York
$7.5M -$2.93M -224,492 -28%
UBS Group
6
UBS Group
Switzerland
$5.02M -$16.4M -1,254,872 -77%
NL
7
NWAM LLC
Washington
$4.34M +$120K +9,164 +3%
Ameriprise
8
Ameriprise
Minnesota
$4.13M +$2.11M +161,854 +105%
Morgan Stanley
9
Morgan Stanley
New York
$3.98M -$533K -40,851 -12%
Cohen & Steers
10
Cohen & Steers
New York
$3.72M
FFA
11
First Foundation Advisors
California
$2.96M -$41.7K -3,199 -1%
Stifel Financial
12
Stifel Financial
Missouri
$2.9M +$1.61M +123,507 +125%
CCP
13
Clough Capital Partners
Massachusetts
$2.73M +$1.79M +136,918 +189%
RJA
14
Raymond James & Associates
Florida
$2.67M -$84.8K -6,503 -3%
GC
15
Guggenheim Capital
Illinois
$2.56M +$822K +62,998 +47%
Kovitz Investment Group Partners
16
Kovitz Investment Group Partners
Illinois
$2.35M -$188K -14,449 -7%
Bank of America
17
Bank of America
North Carolina
$2.25M +$37.6K +2,881 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.95M -$124K -9,517 -6%
PVWM
19
Point View Wealth Management
New Jersey
$1.71M -$62K -4,756 -4%
CIA
20
Capital Investment Advisors
Georgia
$1.27M -$18.3K -1,405 -1%
SAM
21
Selway Asset Management
$1.22M -$119K -9,126 -9%
AAM
22
Advisors Asset Management
Colorado
$1.11M -$23.1K -1,775 -2%
Millennium Management
23
Millennium Management
New York
$959K +$958K +73,460 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$955K -$20.4K -1,562 -2%
LCM
25
Landscape Capital Management
New Jersey
$909K -$948K -72,704 -51%

ERC Hedge Fund Activity: Q1 2018 in Review

52 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q1 2018, worth a combined $110M — down 23% from $144M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of ERC and 3 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 16 added.

The largest buyer was Ameriprise, adding an estimated $2.11M. The largest seller was UBS Group, cutting an estimated $16.4M.

  • 52 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q1 2018, down from 57 in Q4 2017.
  • Funds reported $110M of Allspring Multi-Sector Income Fund stock for Q1 2018, down 23% quarter-over-quarter.
  • 3 funds opened new Allspring Multi-Sector Income Fund positions in Q1 2018 and 8 closed out, a net change of -5 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q1 2018 was Ameriprise, an estimated $2.11M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q1 2018 was UBS Group, an estimated $16.4M sold.

Based on aggregated 13F filings for Q1 2018.