Clough Capital Partners’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Clough Capital Partners’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-70,807	Closed	-$857K	–	119
2019 Q1	$857K	Hold	70,807	–	–	0.07%	102
2018 Q4	$785K	Sell	70,807 -20,064	-22%	-$232K	0.09%	107
2018 Q3	$1.1M	Sell	90,871 -82,492	-48%	-$1.03M	0.1%	88
2018 Q2	$2.16M	Sell	173,363 -36,000	-17%	-$463K	0.19%	77
2018 Q1	$2.73M	Buy	209,363 +136,918	+189%	+$1.79M	0.26%	78
2017 Q4	$946K	Buy	72,445 +36,000	+99%	+$471K	0.08%	87
2017 Q3	$489K	Buy	+36,445	New	+$487K	0.03%	96
2017 Q2	–	Sell	-101,300	Closed	-$1.33M	–	142
2017 Q1	$1.33M	Buy	101,300 +69,400	+218%	+$913K	0.08%	98
2016 Q4	$409K	Buy	+31,900	New	+$403K	0.03%	149

Other funds holding ERC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Clough Capital Partners's ERC Position: Q2 2019 in Review

Clough Capital Partners sold out of Allspring Multi-Sector Income Fund (ERC) in Q2 2019, closing a stake of 70,807 shares — an estimated $857K sold.

Clough Capital Partners first reported a position in ERC in Q4 2016 and held it in 9 quarters. The position peaked at $2.73M in Q1 2018. 50 funds tracked by Wall St. Rank hold ERC as of Q2 2019.

Clough Capital Partners reported no remaining Allspring Multi-Sector Income Fund position as of Q2 2019 after selling out during the quarter.
Clough Capital Partners sold 70,807 Allspring Multi-Sector Income Fund shares in Q2 2019, an estimated $857K.
Clough Capital Partners first reported a position in Allspring Multi-Sector Income Fund in Q4 2016 and held it in 9 quarters.
Clough Capital Partners's Allspring Multi-Sector Income Fund position peaked at $2.73M in Q1 2018.
50 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q2 2019.

Based on Clough Capital Partners's 13F filing for Q2 2019, filed 14 Aug 2019.