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ERC

Allspring Multi-Sector Income Fund

57 hedge funds and large institutions have $144M invested in Allspring Multi-Sector Income Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 16

4.28% more ownership

Funds ownership: 27.74%32.02% (+4.3%)

0% more funds holding

Funds holding: 5757 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

6% less capital invested

Capital invested by funds: $153M → $144M (-$9.46M)

Holders
57
Holders Change
Holders Change %
0%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
24
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$21.4M +$695K +53,075 +3%
SIA
2
Sit Investment Associates
Minnesota
$19.6M -$1.96M -149,474 -9%
PPA
3
Parametric Portfolio Associates
Washington
$11.1M +$796K +60,801 +8%
Invesco
4
Invesco
Georgia
$11M +$2.55M +194,729 +30%
LCM
5
Laurion Capital Management
New York
$10.4M -$2.11M -160,874 -17%
SCM
6
Saba Capital Management
New York
$9.46M -$4.86M -371,034 -34%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.09M +$242K +18,504 +3%
VIA
8
Vident Investment Advisory
Georgia
$6.32M +$121K +9,227 +2%
Morgan Stanley
9
Morgan Stanley
New York
$4.51M +$359K +27,448 +9%
NL
10
NWAM LLC
Washington
$4.22M +$311K +23,748 +8%
Cohen & Steers
11
Cohen & Steers
New York
$3.72M
FFA
12
First Foundation Advisors
California
$3M +$327K +24,978 +12%
RJA
13
Raymond James & Associates
Florida
$2.75M +$231K +17,670 +9%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$2.66M
Bank of America
15
Bank of America
North Carolina
$2.22M +$559K +42,675 +34%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.08M +$95.9K +7,325 +5%
Ameriprise
17
Ameriprise
Minnesota
$2.02M +$234K +17,881 +13%
LCM
18
Landscape Capital Management
New Jersey
$1.86M +$914K +69,853 +96%
PVWM
19
Point View Wealth Management
New Jersey
$1.77M -$54.4K -4,152 -3%
GC
20
Guggenheim Capital
Illinois
$1.74M +$1.05M +80,225 +151%
SAM
21
Selway Asset Management
$1.34M -$8.71K -665 -0.6%
Stifel Financial
22
Stifel Financial
Missouri
$1.29M -$95.3K -7,281 -7%
CIA
23
Capital Investment Advisors
Georgia
$1.29M -$19.4K -1,483 -1%
AAM
24
Advisors Asset Management
Colorado
$1.14M -$90.7K -6,931 -7%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$976K +$30.8K +2,356 +3%

ERC Hedge Fund Activity: Q4 2017 in Review

57 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2017, worth a combined $144M — down 6.2% from $153M a quarter earlier.

Fund positioning in ERC was balanced in Q4 2017: 7 funds opened new positions, 7 closed out, 24 added to existing stakes and 16 trimmed.

The largest buyer was Invesco, adding an estimated $2.55M. The largest seller was Saba Capital Management, cutting an estimated $4.86M.

  • 57 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $144M of Allspring Multi-Sector Income Fund stock for Q4 2017, down 6.2% quarter-over-quarter.
  • 7 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2017 and 7 closed out, a net change of 0 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2017 was Invesco, an estimated $2.55M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2017 was Saba Capital Management, an estimated $4.86M sold.

Based on aggregated 13F filings for Q4 2017.