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ERC

Allspring Multi-Sector Income Fund

64 hedge funds and large institutions have $140M invested in Allspring Multi-Sector Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

17% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 18

12% more funds holding

Funds holding: 5764 (+7)

4.14% more ownership

Funds ownership: 25.15%29.3% (+4.1%)

1% less capital invested

Capital invested by funds: $141M → $140M (-$1.46M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
64
Holders Change
+7
Holders Change %
+12.28%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
21
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$25.6M +$6.23M +513,589 +29%
SIA
2
Sit Investment Associates
Minnesota
$15.5M +$6.39M +526,563 +63%
RCM
3
Rivernorth Capital Management
Florida
$13.7M +$2.27M +186,671 +18%
PPA
4
Parametric Portfolio Associates
Washington
$9.94M +$189K +15,578 +2%
FIMG
5
Financial & Investment Management Group
Michigan
$8.84M +$1.15M +94,444 +14%
UBS Group
6
UBS Group
Switzerland
$8.33M -$3.06M -251,920 -26%
Invesco
7
Invesco
Georgia
$6.89M +$7.37M +607,199 New
RJA
8
Raymond James & Associates
Florida
$6.58M +$3.48M +286,403 +98%
Morgan Stanley
9
Morgan Stanley
New York
$4.75M +$87.6K +7,217 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.62M -$772K -63,578 -17%
Bank of America
11
Bank of America
North Carolina
$2.27M +$93.1K +7,673 +4%
Citigroup
12
Citigroup
New York
$2.11M +$21.2K +1,744 +0.9%
CIA
13
Capital Investment Advisors
Georgia
$2.08M -$22.3K -1,835 -1%
Cohen & Steers
14
Cohen & Steers
New York
$2.05M
AA
15
AQR Arbitrage
Connecticut
$1.94M +$365K +30,054 +21%
SAM
16
Selway Asset Management
$1.92M -$47.3K -3,900 -2%
WAM
17
Wolverine Asset Management
Illinois
$1.74M +$349K +28,781 +23%
1CP
18
1607 Capital Partners
Virginia
$1.72M +$72.8K +6,000 +4%
CRC
19
Curi RMB Capital
Illinois
$1.51M +$1.26M +103,443 +354%
LCM
20
Landscape Capital Management
New Jersey
$1.42M +$41.7K +3,432 +3%
AA
21
Ancora Advisors
Ohio
$1.41M +$85K +7,000 +6%
VIA
22
Vident Investment Advisory
Georgia
$1.3M -$30.6K -2,522 -2%
DA
23
Doliver Advisors
Texas
$1.13M -$89.7K -7,388 -7%
Deutsche Bank
24
Deutsche Bank
Germany
$1.13M +$1.21M +99,535 New
PVWM
25
Point View Wealth Management
New Jersey
$1.01M +$223K +18,406 +26%

ERC Hedge Fund Activity: Q3 2015 in Review

64 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2015, worth a combined $140M — down 1% from $141M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ERC positions and 4 closed out — a net gain of 7 holders — while 21 added to existing stakes and 18 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $7.37M. The largest seller was NWAM LLC, exiting entirely with an estimated $5.71M sold.

  • 64 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2015, up from 57 in Q2 2015.
  • Funds reported $140M of Allspring Multi-Sector Income Fund stock for Q3 2015, down 1% quarter-over-quarter.
  • 11 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2015 and 4 closed out, a net change of +7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2015 was Invesco, an estimated $7.37M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2015 was NWAM LLC, an estimated $5.71M sold.

Based on aggregated 13F filings for Q3 2015.