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ERC

Allspring Multi-Sector Income Fund

57 hedge funds and large institutions have $198M invested in Allspring Multi-Sector Income Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $191M → $198M (+$6.47M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.9% less ownership

Funds ownership: 38.05%37.15% (-0.9%)

8% less funds holding

Funds holding: 6257 (-5)

23% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 22

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
17
Reduced
22
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$70.5M +$7M +566,783 +11%
SIA
2
Sit Investment Associates
Minnesota
$24.8M +$6.61M +534,719 +37%
RCM
3
Rivernorth Capital Management
Florida
$18.1M +$2.16M +174,689 +14%
UBS Group
4
UBS Group
Switzerland
$11.5M +$236K +19,121 +2%
Invesco
5
Invesco
Georgia
$7.44M +$60.2K +4,867 +0.8%
RJA
6
Raymond James & Associates
Florida
$7.41M -$75.9K -6,141 -1%
Citigroup
7
Citigroup
New York
$4.56M -$79.3K -6,418 -2%
Morgan Stanley
8
Morgan Stanley
New York
$4.31M -$328K -26,572 -7%
NL
9
NWAM LLC
Washington
$4.25M -$106K -8,589 -2%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$3.79M -$50K -4,045 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.23M +$291K +23,580 +10%
Cohen & Steers
12
Cohen & Steers
New York
$3.08M +$651K +52,680 +28%
LCM
13
Laurion Capital Management
New York
$3.07M -$1.26M -102,086 -30%
VIA
14
Vident Investment Advisory
Georgia
$2.52M -$1.96M -158,388 -44%
IA
15
Icon Advisers
Colorado
$2.28M +$2.23M +180,467 New
CIA
16
Capital Investment Advisors
Georgia
$2.06M -$74K -5,984 -4%
FFA
17
First Foundation Advisors
California
$1.99M +$1.94M +157,337 New
Bank of America
18
Bank of America
North Carolina
$1.97M -$195K -15,745 -9%
1CP
19
1607 Capital Partners
Virginia
$1.91M -$787K -63,664 -30%
SAM
20
Selway Asset Management
$1.91M +$18.5K +1,500 +1%
PVWM
21
Point View Wealth Management
New Jersey
$1.86M +$37.2K +3,013 +2%
FIMG
22
Financial & Investment Management Group
Michigan
$1.49M -$2.56M -207,017 -64%
LCM
23
Landscape Capital Management
New Jersey
$1.49M +$382K +30,875 +36%
DIS
24
Diversified Investment Strategies
Louisiana
$1.12M
Deutsche Bank
25
Deutsche Bank
Germany
$1.01M -$247K -20,000 -20%

ERC Hedge Fund Activity: Q2 2016 in Review

57 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q2 2016, worth a combined $198M — up 3.4% from $191M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of ERC and 5 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 17 added.

The largest buyer was Saba Capital Management, adding an estimated $7M. The largest seller was Parametric Portfolio Associates, exiting entirely with an estimated $13.1M sold.

  • 57 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q2 2016, down from 62 in Q1 2016.
  • Funds reported $198M of Allspring Multi-Sector Income Fund stock for Q2 2016, up 3.4% quarter-over-quarter.
  • 5 funds opened new Allspring Multi-Sector Income Fund positions in Q2 2016 and 10 closed out, a net change of -5 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q2 2016 was Saba Capital Management, an estimated $7M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q2 2016 was Parametric Portfolio Associates, an estimated $13.1M sold.

Based on aggregated 13F filings for Q2 2016.