Vident Investment Advisory’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Vident Investment Advisory’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-483,823	Closed	-$6.32M	–	909
2017 Q4	$6.32M	Buy	483,823 +9,227	+2%	+$121K	0.28%	59
2017 Q3	$6.37M	Buy	474,596 +41,670	+10%	+$557K	0.34%	61
2017 Q2	$5.78M	Buy	432,926 +65,067	+18%	+$875K	0.48%	59
2017 Q1	$4.9M	Buy	367,859 +114,968	+45%	+$1.51M	0.49%	31
2016 Q4	$3.25M	Buy	252,891 +17,919	+8%	+$226K	0.39%	50
2016 Q3	$3.05M	Buy	234,972 +36,122	+18%	+$467K	0.4%	35
2016 Q2	$2.52M	Sell	198,850 -158,388	-44%	-$1.96M	0.35%	92
2016 Q1	$4.37K	Buy	357,238 +182,637	+105%	+$2.07M	0.27%	161
2015 Q4	$1.98M	Buy	174,601 +59,875	+52%	+$693K	0.25%	226
2015 Q3	$1.3M	Sell	114,726 -2,522	-2%	-$30.6K	0.18%	141
2015 Q2	$1.48M	Buy	+117,248	New	+$1.56M	0.2%	139

Other funds holding ERC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Vident Investment Advisory's ERC Position: Q1 2018 in Review

Vident Investment Advisory sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2018, closing a stake of 483,823 shares — an estimated $6.32M sold.

Vident Investment Advisory first reported a position in ERC in Q2 2015 and held it in 11 quarters. The position peaked at $6.37M in Q3 2017. 52 funds tracked by Wall St. Rank hold ERC as of Q1 2018.

Vident Investment Advisory reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2018 after selling out during the quarter.
Vident Investment Advisory sold 483,823 Allspring Multi-Sector Income Fund shares in Q1 2018, an estimated $6.32M.
Vident Investment Advisory first reported a position in Allspring Multi-Sector Income Fund in Q2 2015 and held it in 11 quarters.
Vident Investment Advisory's Allspring Multi-Sector Income Fund position peaked at $6.37M in Q3 2017.
52 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2018.

Based on Vident Investment Advisory's 13F filing for Q1 2018, filed 14 May 2018.