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ERC

Allspring Multi-Sector Income Fund

60 hedge funds and large institutions have $174M invested in Allspring Multi-Sector Income Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 6360 (-3)

10.81% less ownership

Funds ownership: 42.46%31.65% (-11%)

25% less capital invested

Capital invested by funds: $233M → $174M (-$59M)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

52% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 33

Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
16
Reduced
33
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$44.4M -$38M -2,823,826 -46%
SIA
2
Sit Investment Associates
Minnesota
$26.5M -$13.5M -1,002,685 -34%
UBS Group
3
UBS Group
Switzerland
$20.6M +$1.11M +82,430 +6%
PPA
4
Parametric Portfolio Associates
Washington
$9.49M +$9.56M +711,048 New
Invesco
5
Invesco
Georgia
$9.47M +$761K +56,612 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.87M +$1M +74,561 +17%
VIA
7
Vident Investment Advisory
Georgia
$5.78M +$875K +65,067 +18%
LCM
8
Laurion Capital Management
New York
$5.47M +$4.81M +357,390 +680%
Morgan Stanley
9
Morgan Stanley
New York
$4.2M +$1.04M +77,433 +33%
NL
10
NWAM LLC
Washington
$3.9M -$404K -30,030 -9%
Cohen & Steers
11
Cohen & Steers
New York
$3.68M +$92.8K +6,901 +3%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$2.72M +$2.74M +204,000 New
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$2.66M -$1.24M -92,508 -32%
RJA
14
Raymond James & Associates
Florida
$2.62M -$3.19M -237,544 -55%
RCM
15
Rivernorth Capital Management
Florida
$2.56M -$17.4M -1,290,764 -87%
FFA
16
First Foundation Advisors
California
$2.36M -$990K -73,617 -29%
PVWM
17
Point View Wealth Management
New Jersey
$1.98M +$417 +31 +0%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.62M -$150K -11,148 -8%
Ameriprise
19
Ameriprise
Minnesota
$1.58M +$1.31M +97,552 +465%
Bank of America
20
Bank of America
North Carolina
$1.48M -$456K -33,890 -23%
Stifel Financial
21
Stifel Financial
Missouri
$1.41M -$21.4K -1,589 -1%
CIA
22
Capital Investment Advisors
Georgia
$1.4M -$545K -40,562 -28%
SAM
23
Selway Asset Management
$1.38M -$620K -46,094 -31%
AAM
24
Advisors Asset Management
Colorado
$1.3M -$76.2K -5,667 -5%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$815K -$198K -14,759 -19%

ERC Hedge Fund Activity: Q2 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q2 2017, worth a combined $174M — down 25% from $233M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of ERC and 7 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 16 added.

The largest buyer was Parametric Portfolio Associates, opening a new position worth an estimated $9.56M. The largest seller was Saba Capital Management, cutting an estimated $38M.

  • 60 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q2 2017, down from 63 in Q1 2017.
  • Funds reported $174M of Allspring Multi-Sector Income Fund stock for Q2 2017, down 25% quarter-over-quarter.
  • 7 funds opened new Allspring Multi-Sector Income Fund positions in Q2 2017 and 10 closed out, a net change of -3 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q2 2017 was Parametric Portfolio Associates, an estimated $9.56M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q2 2017 was Saba Capital Management, an estimated $38M sold.

Based on aggregated 13F filings for Q2 2017.