Bank of Montreal’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Bank of Montreal’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-204,000	Closed	-$2.66M	–	4195
2017 Q4	$2.66M	Hold	204,000	–	–	﹤0.01%	1454
2017 Q3	$2.74M	Hold	204,000	–	–	﹤0.01%	1460
2017 Q2	$2.72M	Buy	+204,000	New	+$2.74M	﹤0.01%	1469
2016 Q1	–	Sell	-2,207	Closed	-$25K	–	4242
2015 Q4	$25K	Hold	2,207	–	–	﹤0.01%	3306
2015 Q3	$25K	Buy	+2,207	New	+$26.8K	﹤0.01%	3163
2014 Q3	–	Sell	-2,735	Closed	-$41K	–	4117
2014 Q2	$41K	Hold	2,735	–	–	﹤0.01%	3284
2014 Q1	$40K	Hold	2,735	–	–	﹤0.01%	3221
2013 Q4	$38K	Buy	+2,735	New	+$38.7K	﹤0.01%	2976

Other funds holding ERC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of Montreal's ERC Position: Q1 2018 in Review

Bank of Montreal sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2018, closing a stake of 204,000 shares — an estimated $2.66M sold.

Bank of Montreal first reported a position in ERC in Q4 2013 and held it in 8 quarters. The position peaked at $2.74M in Q3 2017. 52 funds tracked by Wall St. Rank hold ERC as of Q1 2018.

Bank of Montreal reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2018 after selling out during the quarter.
Bank of Montreal sold 204,000 Allspring Multi-Sector Income Fund shares in Q1 2018, an estimated $2.66M.
Bank of Montreal first reported a position in Allspring Multi-Sector Income Fund in Q4 2013 and held it in 8 quarters.
Bank of Montreal's Allspring Multi-Sector Income Fund position peaked at $2.74M in Q3 2017.
52 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2018.

Based on Bank of Montreal's 13F filing for Q1 2018, filed 13 Apr 2018.