ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

70 hedge funds and large institutions have $168M invested in Allspring Multi-Sector Income Fund in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
26
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$41.3M
2
NL
NWAM LLC
Washington
$4.03M
3
Citigroup
Citigroup
New York
$4.15M
4
LCM
Landscape Capital Management
New Jersey
$3.26M
5
KIG
Kovitz Investment Group
Illinois
$1.5M

Top Sellers

1
DA
Doliver Advisors
Texas
$0
2
UBS Group
UBS Group
Switzerland
$7.18M
3
CRC
Curi RMB Capital
Illinois
$579K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$2.72M
5
Bank of America
Bank of America
North Carolina
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$41.3M +$15.7M +1,384,714 +61%
SIA
2
Sit Investment Associates
Minnesota
$16M +$598K +52,824 +4%
RCM
3
Rivernorth Capital Management
Florida
$14.2M +$509K +44,956 +4%
PPA
4
Parametric Portfolio Associates
Washington
$11.2M +$1.3M +115,027 +13%
FIMG
5
Financial & Investment Management Group
Michigan
$8.72M -$95.6K -8,444 -1%
UBS Group
6
UBS Group
Switzerland
$7.18M -$1.12M -99,312 -14%
Invesco
7
Invesco
Georgia
$7.1M +$229K +20,202 +3%
RJA
8
Raymond James & Associates
Florida
$6.68M +$117K +10,360 +2%
Morgan Stanley
9
Morgan Stanley
New York
$4.7M -$38.7K -3,415 -0.8%
Citigroup
10
Citigroup
New York
$4.15M +$2.05M +180,771 +97%
NL
11
NWAM LLC
Washington
$4.03M +$4.03M +356,380 New
LCM
12
Landscape Capital Management
New Jersey
$3.26M +$1.85M +163,188 +131%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.72M -$891K -78,712 -25%
AA
14
AQR Arbitrage
Connecticut
$2.03M +$101K +8,936 +5%
Cohen & Steers
15
Cohen & Steers
New York
$2.03M -$12K -1,060 -0.6%
CIA
16
Capital Investment Advisors
Georgia
$1.98M -$88.5K -7,816 -4%
VIA
17
Vident Investment Advisory
Georgia
$1.98M +$678K +59,875 +52%
Bank of America
18
Bank of America
North Carolina
$1.89M -$380K -33,549 -17%
WAM
19
Wolverine Asset Management
Illinois
$1.81M +$76.3K +6,744 +4%
1CP
20
1607 Capital Partners
Virginia
$1.72M – – –
SAM
21
Selway Asset Management
$1.69M -$220K -19,400 -11%
PVWM
22
Point View Wealth Management
New Jersey
$1.57M +$566K +50,029 +56%
KIG
23
Kovitz Investment Group
Illinois
$1.5M +$1.5M +132,410 New
AA
24
Ancora Advisors
Ohio
$1.41M – – –
LCM
25
Laurion Capital Management
New York
$1.37M +$1.37M +121,221 New
1
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