ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

66 hedge funds and large institutions have $79.9M invested in Allspring Multi-Sector Income Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
19
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.82M
2
Ameriprise
Ameriprise
Minnesota
+$2.14M
3
Morgan Stanley
Morgan Stanley
New York
+$1.58M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.31M
5
WAM
Wolverine Asset Management
Illinois
+$1.13M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
-$2.07M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.88M
3
PPA
Parametric Portfolio Associates
Washington
-$1.76M
4
NMC
Nine Masts Capital
Hong Kong
-$1.23M
5
Invesco
Invesco
Georgia
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$9.66M -$1.17M -105,088 -11%
Ameriprise
2
Ameriprise
Minnesota
$7.32M +$2.14M +192,822 +41%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.93M -$1.88M -169,739 -24%
Morgan Stanley
4
Morgan Stanley
New York
$4.87M +$1.58M +142,364 +48%
UBS Group
5
UBS Group
Switzerland
$3.92M -$623K -56,180 -14%
LCM
6
Landscape Capital Management
New Jersey
$3.73M +$2.82M +254,732 +312%
Cohen & Steers
7
Cohen & Steers
New York
$3.23M – – –
GC
8
Guggenheim Capital
Illinois
$3.12M -$225K -20,249 -7%
Stifel Financial
9
Stifel Financial
Missouri
$2.9M -$2.07M -186,853 -42%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.85M +$230K +20,706 +9%
NL
11
NWAM LLC
Washington
$2.61M -$545K -49,165 -17%
FFA
12
First Foundation Advisors
California
$2.53M +$132K +11,885 +6%
RJA
13
Raymond James & Associates
Florida
$2.36M -$277K -24,943 -10%
BlackRock
14
BlackRock
New York
$1.9M – – –
SIA
15
Sit Investment Associates
Minnesota
$1.76M +$262K +23,622 +17%
Bank of America
16
Bank of America
North Carolina
$1.34M -$607K -54,721 -31%
PVWM
17
Point View Wealth Management
New Jersey
$1.34M -$39.6K -3,569 -3%
WAM
18
Wolverine Asset Management
Illinois
$1.34M +$1.13M +102,247 +557%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$1.31M +$1.31M +118,397 New
CRC
20
Curi RMB Capital
Illinois
$1.29M +$977K +88,137 +311%
Kovitz Investment Group Partners
21
Kovitz Investment Group Partners
Illinois
$1.13M -$18K -1,620 -2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.08M +$34.3K +3,094 +3%
CIA
23
Capital Investment Advisors
Georgia
$1.07M +$9.53K +859 +0.9%
SCM
24
Saba Capital Management
New York
$1.03M +$1.03M +92,684 New
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$896K +$896K +80,800 New
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