NMC
ERC

Nine Masts Capital’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Nine Masts Capital’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-100,800
Closed -$1.23M – 234
2018
Q3 		$1.23M Buy
100,800
+80,600
+399% +$1.01M 0.33% 77
2018
Q2 		$252K Buy
+20,200
New +$260K 0.05% 156

Other funds holding ERC

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nine Masts Capital's ERC Position: Q4 2018 in Review

Nine Masts Capital sold out of Allspring Multi-Sector Income Fund (ERC) in Q4 2018, closing a stake of 100,800 shares — an estimated $1.23M sold.

Nine Masts Capital first reported a position in ERC in Q2 2018 and held it in 2 quarters. The position peaked at $1.23M in Q3 2018. 66 funds tracked by Wall St. Rank hold ERC as of Q4 2018.

  • Nine Masts Capital reported no remaining Allspring Multi-Sector Income Fund position as of Q4 2018 after selling out during the quarter.
  • Nine Masts Capital sold 100,800 Allspring Multi-Sector Income Fund shares in Q4 2018, an estimated $1.23M.
  • Nine Masts Capital first reported a position in Allspring Multi-Sector Income Fund in Q2 2018 and held it in 2 quarters.
  • Nine Masts Capital's Allspring Multi-Sector Income Fund position peaked at $1.23M in Q3 2018.
  • 66 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.