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ERC

Allspring Multi-Sector Income Fund

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

13% more funds holding

Funds holding: 5461 (+7)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

0.82% less ownership

Funds ownership: 21.79%20.96% (-0.82%)

12% less capital invested

Capital invested by funds: $95.6M → $84.1M (-$11.5M)

Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11.9M -$202K -16,141 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.57M -$41.5K -3,322 -0.5%
Ameriprise
3
Ameriprise
Minnesota
$5.54M +$1.42M +113,956 +32%
Stifel Financial
4
Stifel Financial
Missouri
$5.46M +$860K +68,811 +18%
UBS Group
5
UBS Group
Switzerland
$4.98M -$458K -36,615 -8%
GC
6
Guggenheim Capital
Illinois
$3.66M +$684K +54,706 +22%
Morgan Stanley
7
Morgan Stanley
New York
$3.61M -$98.5K -7,877 -3%
Cohen & Steers
8
Cohen & Steers
New York
$3.55M +$83.3K +6,666 +2%
NL
9
NWAM LLC
Washington
$3.46M -$354K -28,307 -9%
RJA
10
Raymond James & Associates
Florida
$2.9M -$176K -14,117 -6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2.87M +$1.08M +86,267 +58%
FFA
12
First Foundation Advisors
California
$2.62M +$51K +4,082 +2%
PPA
13
Parametric Portfolio Associates
Washington
$2.56M -$2.94M -235,076 -53%
Bank of America
14
Bank of America
North Carolina
$2.14M +$40.6K +3,248 +2%
BlackRock
15
BlackRock
New York
$2.08M
SIA
16
Sit Investment Associates
Minnesota
$1.64M -$11.4M -915,340 -87%
PVWM
17
Point View Wealth Management
New Jersey
$1.51M -$15.7K -1,253 -1%
Kovitz Investment Group Partners
18
Kovitz Investment Group Partners
Illinois
$1.26M -$17.2K -1,375 -1%
NMC
19
Nine Masts Capital
Hong Kong
$1.23M +$1.01M +80,600 +399%
CIA
20
Capital Investment Advisors
Georgia
$1.16M +$937 +75 +0.1%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.15M +$117K +9,356 +11%
CCP
22
Clough Capital Partners
Massachusetts
$1.1M -$1.03M -82,492 -48%
LCM
23
Landscape Capital Management
New Jersey
$994K +$504K +40,308 +97%
SAM
24
Selway Asset Management
$980K
CWM
25
Cornerstone Wealth Management
Missouri
$676K +$7.19K +575 +7%

ERC Hedge Fund Activity: Q3 2018 in Review

61 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2018, worth a combined $84.1M — down 12% from $95.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ERC positions and 5 closed out — a net gain of 7 holders — while 19 added to existing stakes and 18 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.42M. The largest seller was Sit Investment Associates, cutting an estimated $11.4M.

  • 61 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2018, up from 54 in Q2 2018.
  • Funds reported $84.1M of Allspring Multi-Sector Income Fund stock for Q3 2018, down 12% quarter-over-quarter.
  • 12 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2018 and 5 closed out, a net change of +7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2018 was Ameriprise, an estimated $1.42M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2018 was Sit Investment Associates, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2018.