ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.36M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.05M
3
NMC
Nine Masts Capital
Hong Kong
+$980K
4
Stifel Financial
Stifel Financial
Missouri
+$838K
5
GC
Guggenheim Capital
Illinois
+$665K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$11.1M
2
PPA
Parametric Portfolio Associates
Washington
-$2.86M
3
CCP
Clough Capital Partners
Massachusetts
-$1M
4
LCM
Laurion Capital Management
New York
-$493K
5
UBS Group
UBS Group
Switzerland
-$445K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$11.9M -$196K -16,141 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.57M -$40.4K -3,322 -0.5%
Ameriprise
3
Ameriprise
Minnesota
$5.54M +$1.36M +113,956 +32%
Stifel Financial
4
Stifel Financial
Missouri
$5.47M +$838K +68,811 +18%
UBS Group
5
UBS Group
Switzerland
$4.98M -$445K -36,615 -8%
GC
6
Guggenheim Capital
Illinois
$3.66M +$665K +54,706 +22%
Morgan Stanley
7
Morgan Stanley
New York
$3.61M -$95.8K -7,877 -3%
Cohen & Steers
8
Cohen & Steers
New York
$3.55M +$81.1K +6,666 +2%
NL
9
NWAM LLC
Washington
$3.46M -$344K -28,307 -9%
RJA
10
Raymond James & Associates
Florida
$2.9M -$172K -14,117 -6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2.87M +$1.05M +86,267 +58%
FFA
12
First Foundation Advisors
California
$2.62M +$49.6K +4,082 +2%
PPA
13
Parametric Portfolio Associates
Washington
$2.57M -$2.86M -235,076 -53%
Bank of America
14
Bank of America
North Carolina
$2.14M +$39.5K +3,248 +2%
BlackRock
15
BlackRock
New York
$2.08M – – –
SIA
16
Sit Investment Associates
Minnesota
$1.64M -$11.1M -915,340 -87%
PVWM
17
Point View Wealth Management
New Jersey
$1.51M -$15.2K -1,253 -1%
Kovitz Investment Group Partners
18
Kovitz Investment Group Partners
Illinois
$1.26M -$16.7K -1,375 -1%
NMC
19
Nine Masts Capital
Hong Kong
$1.23M +$980K +80,600 +399%
CIA
20
Capital Investment Advisors
Georgia
$1.16M +$912 +75 +0.1%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.15M +$114K +9,356 +11%
CCP
22
Clough Capital Partners
Massachusetts
$1.11M -$1M -82,492 -48%
LCM
23
Landscape Capital Management
New Jersey
$994K +$490K +40,308 +97%
SAM
24
Selway Asset Management
$980K – – –
CWM
25
Cornerstone Wealth Management
Missouri
$676K +$43.3K +575 +7%
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