LTFS
ERC

Ladenburg Thalmann Financial Services’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$4.63M Buy
359,335
+14,049
+4% +$177K 0.03% 510
2019
Q3 		$4.26M Sell
345,286
-286
-0.1% -$3.56K 0.03% 518
2019
Q2 		$4.33M Buy
345,572
+61,340
+22% +$758K 0.03% 494
2019
Q1 		$3.44M Buy
284,232
+27,548
+11% +$330K 0.03% 558
2018
Q4 		$2.85M Buy
256,684
+20,706
+9% +$239K 0.03% 548
2018
Q3 		$2.87M Buy
235,978
+86,267
+58% +$1.08M 0.02% 582
2018
Q2 		$1.95M Hold
149,711
– – 0.02% 713
2018
Q1 		$1.95M Sell
149,711
-9,517
-6% -$124K 0.02% 713
2017
Q4 		$2.08M Buy
159,228
+7,325
+5% +$95.9K 0.02% 667
2017
Q3 		$2.04M Buy
151,903
+30,895
+26% +$413K 0.02% 610
2017
Q2 		$1.62M Sell
121,008
-11,148
-8% -$150K 0.02% 684
2017
Q1 		$1.76M Buy
132,156
+1,744
+1% +$22.9K 0.02% 626
2016
Q4 		$1.67M Buy
130,412
+44,620
+52% +$563K 0.02% 591
2016
Q3 		$1.11M Buy
85,792
+21,250
+33% +$274K 0.02% 740
2016
Q2 		$817K Buy
64,542
+13,691
+27% +$169K 0.01% 849
2016
Q1 		$621K Buy
50,851
+20,398
+67% +$231K 0.01% 919
2015
Q4 		$345K Buy
30,453
+3,419
+13% +$39.6K 0.01% 1231
2015
Q3 		$307K Sell
27,034
-268
-1% -$3.25K 0.01% 1218
2015
Q2 		$345K Sell
27,302
-5
-0% -$66 0.01% 1252
2015
Q1 		$365K Buy
27,307
+2,582
+10% +$35K 0.01% 1203
2014
Q4 		$337K Buy
24,725
+2,564
+12% +$35.5K 0.01% 1121
2014
Q3 		$309K Buy
22,161
+543
+3% +$7.91K 0.01% 1000
2014
Q2 		$322K Buy
21,618
+1,542
+8% +$22.7K 0.01% 964
2014
Q1 		$291K Buy
20,076
+11,012
+121% +$158K 0.01% 949
2013
Q4 		$127K Buy
9,064
+2,038
+29% +$28.8K ﹤0.01% 1324
2013
Q3 		$99K Buy
7,026
+20
+0.3% +$283 ﹤0.01% 1402
2013
Q2 		$103K Buy
+7,006
New +$112K ﹤0.01% 1288

Other funds holding ERC

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ERC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Allspring Multi-Sector Income Fund (ERC) stake by 4.1% in Q4 2019, buying an estimated $177K and bringing the position to 359,335 shares worth $4.63M. The position accounts for 0.03% of the portfolio, ranked #510.

Ladenburg Thalmann Financial Services first reported a position in ERC in Q2 2013 and has held it in 27 quarters since. 56 funds tracked by Wall St. Rank hold ERC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 359,335 shares of Allspring Multi-Sector Income Fund worth $4.63M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 14,049 Allspring Multi-Sector Income Fund shares in Q4 2019, an estimated $177K.
  • Allspring Multi-Sector Income Fund made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #510 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and has held it in 27 quarters since.
  • 56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.