ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $68.5M invested in Allspring Multi-Sector Income Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 20 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+4
Holders Change %
+8%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
20
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$2.11M
2
RJA
Raymond James & Associates
Florida
+$821K
3
Millennium Management
Millennium Management
New York
+$257K
4
AAM
Advisors Asset Management
Colorado
+$178K
5
First Trust Advisors
First Trust Advisors
Illinois
+$133K

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$3.13M
2
FFA
First Foundation Advisors
California
-$2.26M
3
Invesco
Invesco
Georgia
-$1.03M
4
LCM
Landscape Capital Management
New Jersey
-$775K
5
GC
Guggenheim Capital
Illinois
-$382K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$8.45M -$1.03M -83,200 -11%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.98M -$365K -29,538 -6%
Ameriprise
3
Ameriprise
Minnesota
$5.52M -$3.13M -253,246 -36%
UBS Group
4
UBS Group
Switzerland
$4.63M -$19.6K -1,584 -0.4%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.26M -$3.53K -286 -0.1%
RJA
6
Raymond James & Associates
Florida
$3.92M +$821K +66,449 +26%
Morgan Stanley
7
Morgan Stanley
New York
$3.64M -$361K -29,262 -9%
Cohen & Steers
8
Cohen & Steers
New York
$3.6M – – –
NL
9
NWAM LLC
Washington
$2.97M -$12K -970 -0.4%
GC
10
Guggenheim Capital
Illinois
$2.81M -$382K -30,972 -12%
LCM
11
Landscape Capital Management
New Jersey
$2.52M -$775K -62,740 -24%
Stifel Financial
12
Stifel Financial
Missouri
$2.32M -$16.7K -1,358 -0.7%
SFS
13
Shaker Financial Services
Virginia
$2.11M +$2.11M +171,119 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.61M +$73.7K +5,968 +5%
PVWM
15
Point View Wealth Management
New Jersey
$1.27M -$215K -17,410 -15%
Bank of America
16
Bank of America
North Carolina
$1.26M -$131K -10,571 -9%
CIA
17
Capital Investment Advisors
Georgia
$1.16M -$13.8K -1,119 -1%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.08M -$8.62K -698 -0.8%
SIA
19
Sit Investment Associates
Minnesota
$1.07M – – –
AAM
20
Advisors Asset Management
Colorado
$1.07M +$178K +14,412 +20%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$2.47K -200 -0.2%
SAM
22
Selway Asset Management
$948K – – –
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$566K -$6.75K -546 -1%
UCI
24
Uncommon Cents Investing
Wisconsin
$477K – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$465K +$25.6K +2,074 +6%
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