First Trust Advisors’s Allspring Multi-Sector Income Fund ERC Stock Holding History

First Trust Advisors’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,758	Closed	-$133K	–	2406
2019 Q3	$133K	Buy	+10,758	New	+$134K	﹤0.01%	2365
2019 Q2	–	Sell	-10,138	Closed	-$123K	–	2450
2019 Q1	$123K	Buy	+10,138	New	+$121K	﹤0.01%	2384
2017 Q4	–	Sell	-10,584	Closed	-$142K	–	2408
2017 Q3	$142K	Buy	+10,584	New	+$142K	﹤0.01%	2361
2014 Q1	–	Sell	-11,268	Closed	-$158K	–	2262
2013 Q4	$158K	Sell	11,268 -3,550	-24%	-$50.2K	﹤0.01%	2172
2013 Q3	$210K	Sell	14,818 -6,690	-31%	-$94.8K	﹤0.01%	2183
2013 Q2	$315K	Buy	+21,508	New	+$345K	﹤0.01%	2011

Other funds holding ERC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

First Trust Advisors's ERC Position: Q4 2019 in Review

First Trust Advisors sold out of Allspring Multi-Sector Income Fund (ERC) in Q4 2019, closing a stake of 10,758 shares — an estimated $133K sold.

First Trust Advisors first reported a position in ERC in Q2 2013 and held it in 6 quarters. The position peaked at $315K in Q2 2013. 56 funds tracked by Wall St. Rank hold ERC as of Q4 2019.

First Trust Advisors reported no remaining Allspring Multi-Sector Income Fund position as of Q4 2019 after selling out during the quarter.
First Trust Advisors sold 10,758 Allspring Multi-Sector Income Fund shares in Q4 2019, an estimated $133K.
First Trust Advisors first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and held it in 6 quarters.
First Trust Advisors's Allspring Multi-Sector Income Fund position peaked at $315K in Q2 2013.
56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2019.

Based on First Trust Advisors's 13F filing for Q4 2019, filed 3 Feb 2020.