ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

58 hedge funds and large institutions have $77.9M invested in Allspring Multi-Sector Income Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-8
Holders Change %
-12.12%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
20
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$865K
2
AAM
Advisors Asset Management
Colorado
+$807K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$464K
4
BFEC
Benjamin F. Edwards & Company
Missouri
+$405K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$333K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
-$1.34M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$1.31M
3
CRC
Curi RMB Capital
Illinois
-$1.29M
4
SCM
Saba Capital Management
New York
-$1.03M
5
SIA
Sit Investment Associates
Minnesota
-$871K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$9.68M -$861K -71,170 -8%
Ameriprise
2
Ameriprise
Minnesota
$8.83M +$865K +71,512 +11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.27M -$203K -16,810 -3%
UBS Group
4
UBS Group
Switzerland
$4.57M +$299K +24,688 +7%
Morgan Stanley
5
Morgan Stanley
New York
$4.46M -$854K -70,554 -16%
LCM
6
Landscape Capital Management
New Jersey
$3.88M -$193K -15,910 -5%
Cohen & Steers
7
Cohen & Steers
New York
$3.53M – – –
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$3.44M +$333K +27,548 +11%
GC
9
Guggenheim Capital
Illinois
$3.17M -$235K -19,452 -7%
NL
10
NWAM LLC
Washington
$2.92M +$72.5K +5,989 +3%
RJA
11
Raymond James & Associates
Florida
$2.64M +$56.5K +4,669 +2%
FFA
12
First Foundation Advisors
California
$2.6M -$158K -13,039 -6%
Stifel Financial
13
Stifel Financial
Missouri
$2.59M -$581K -48,072 -18%
BlackRock
14
BlackRock
New York
$2.07M – – –
Bank of America
15
Bank of America
North Carolina
$1.5M +$36.5K +3,019 +2%
PVWM
16
Point View Wealth Management
New Jersey
$1.46M -$7.43K -614 -0.5%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.3M +$122K +10,081 +10%
CIA
18
Capital Investment Advisors
Georgia
$1.17M -$871 -72 -0.1%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.08M +$405K +33,448 +60%
SIA
20
Sit Investment Associates
Minnesota
$1.05M -$871K -72,004 -45%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.03M +$49.6K +4,100 +5%
SAM
22
Selway Asset Management
$934K -$22.9K -1,893 -2%
CCP
23
Clough Capital Partners
Massachusetts
$857K – – –
AAM
24
Advisors Asset Management
Colorado
$807K +$807K +66,688 New
Kovitz Investment Group Partners
25
Kovitz Investment Group Partners
Illinois
$746K -$490K -40,508 -40%
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