ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

60 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
–
Holders Change %
0%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
21
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$1.75M
2
Citigroup
Citigroup
New York
+$1.38M
3
YMRC
Yorktown Management & Research Company
Virginia
+$975K
4
DA
Doliver Advisors
Texas
+$884K
5
SFS
Shaker Financial Services
Virginia
+$810K

Top Sellers

1
Invesco
Invesco
Georgia
-$12.5M
2
SCM
Saba Capital Management
New York
-$2.87M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$1.98M
4
AA
Ancora Advisors
Ohio
-$1.22M
5
SG Americas Securities
SG Americas Securities
New York
-$849K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$19.1M -$2.87M -214,677 -13%
UBS Group
2
UBS Group
Switzerland
$12.5M +$216K +16,214 +2%
RCM
3
Rivernorth Capital Management
Florida
$12.1M +$1.75M +131,374 +17%
PPA
4
Parametric Portfolio Associates
Washington
$11.5M +$695K +52,024 +6%
Invesco
5
Invesco
Georgia
$9.57M -$12.5M – –
SIA
6
Sit Investment Associates
Minnesota
$9.03M +$440K +32,951 +5%
FIMG
7
Financial & Investment Management Group
Michigan
$7.88M -$3.87K -290 -0%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.9M +$236K +17,687 +4%
NL
9
NWAM LLC
Washington
$5.85M -$10.2K -761 -0.2%
Morgan Stanley
10
Morgan Stanley
New York
$5.12M +$155K +11,638 +3%
Citigroup
11
Citigroup
New York
$3.66M +$1.38M +103,377 +61%
RJA
12
Raymond James & Associates
Florida
$2.77M +$308K +23,095 +13%
CIA
13
Capital Investment Advisors
Georgia
$2.52M -$38K -2,844 -1%
Cohen & Steers
14
Cohen & Steers
New York
$2.43M – – –
SAM
15
Selway Asset Management
$2.29M -$237K -17,765 -9%
Bank of America
16
Bank of America
North Carolina
$2.23M +$677K +50,695 +44%
1CP
17
1607 Capital Partners
Virginia
$1.93M +$40K +3,000 +2%
AA
18
AQR Arbitrage
Connecticut
$1.86M +$1.86M +139,628 New
WAM
19
Wolverine Asset Management
Illinois
$1.79M +$163K +12,203 +10%
GC
20
Guggenheim Capital
Illinois
$1.5M -$709K -53,170 -32%
AA
21
Ancora Advisors
Ohio
$1.45M -$1.22M -89,500 Closed
SFS
22
Shaker Financial Services
Virginia
$1.27M +$810K +60,672 +176%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.18M -$455K -34,107 -28%
CAS
24
Cue Advisory Services
Arizona
$1.16M -$49.2K -3,700 -4%
DA
25
Doliver Advisors
Texas
$1.14M +$884K +66,246 +352%
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