Ancora Advisors’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Ancora Advisors’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-32,364	Closed	-$422K	–	690
2018 Q1	$422K	Sell	32,364 -12,000	-27%	-$157K	0.02%	502
2017 Q4	$580K	Buy	44,364 +1	+0%	+$13	0.03%	404
2017 Q3	$596K	Sell	44,363 -2,640	-6%	-$35.3K	0.03%	417
2017 Q2	$627K	Sell	47,003 -2,597	-5%	-$34.9K	0.04%	385
2017 Q1	$661K	Buy	49,600 +600	+1%	+$7.89K	0.04%	371
2016 Q4	$628K	Buy	+49,000	New	+$618K	0.05%	365
2016 Q3	–	Sell	-19,000	Closed	-$240K	–	527
2016 Q2	$240K	Sell	19,000 -42,500	-69%	-$525K	0.03%	432
2016 Q1	$752K	Sell	61,500 -63,000	-51%	-$714K	0.09%	241
2015 Q4	$1.41M	Hold	124,500	–	–	0.18%	146
2015 Q3	$1.41M	Buy	124,500 +7,000	+6%	+$85K	0.18%	148
2015 Q2	$1.49M	Buy	+117,500	New	+$1.56M	0.17%	161
2015 Q1	–	Sell	-89,500	Closed	-$1.21M	–	153
2014 Q4	$1.22M	Buy	89,500 +18,625	+26%	+$258K	0.15%	179
2014 Q3	$989K	Buy	70,875 +2,375	+3%	+$34.6K	0.13%	203
2014 Q2	$1.02M	Buy	68,500 +17,000	+33%	+$251K	0.13%	193
2014 Q1	$747K	Buy	51,500 +32,000	+164%	+$460K	0.11%	225
2013 Q4	$274K	Buy	+19,500	New	+$276K	0.04%	341

Other funds holding ERC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ancora Advisors's ERC Position: Q2 2018 in Review

Ancora Advisors sold out of Allspring Multi-Sector Income Fund (ERC) in Q2 2018, closing a stake of 32,364 shares — an estimated $422K sold.

Ancora Advisors first reported a position in ERC in Q4 2013 and held it in 16 quarters. The position peaked at $1.49M in Q2 2015. 54 funds tracked by Wall St. Rank hold ERC as of Q2 2018.

Ancora Advisors reported no remaining Allspring Multi-Sector Income Fund position as of Q2 2018 after selling out during the quarter.
Ancora Advisors sold 32,364 Allspring Multi-Sector Income Fund shares in Q2 2018, an estimated $422K.
Ancora Advisors first reported a position in Allspring Multi-Sector Income Fund in Q4 2013 and held it in 16 quarters.
Ancora Advisors's Allspring Multi-Sector Income Fund position peaked at $1.49M in Q2 2015.
54 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q2 2018.

Based on Ancora Advisors's 13F filing for Q2 2018, filed 10 Aug 2018.