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ERC

Allspring Multi-Sector Income Fund

60 hedge funds and large institutions have $141M invested in Allspring Multi-Sector Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

7% more funds holding

Funds holding: 5660 (+4)

1.5% more ownership

Funds ownership: 20.89%22.39% (+1.5%)

3% more capital invested

Capital invested by funds: $137M → $141M (+$3.68M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
23
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$22.4M -$859K -61,968 -4%
UBS Group
2
UBS Group
Switzerland
$12.6M +$12.8M +921,512 New
Invesco
3
Invesco
Georgia
$12.4M
PPA
4
Parametric Portfolio Associates
Washington
$11M +$308K +22,230 +3%
RCM
5
Rivernorth Capital Management
Florida
$10.5M +$979K +70,680 +10%
SIA
6
Sit Investment Associates
Minnesota
$8.78M +$2.19M +158,205 +33%
FIMG
7
Financial & Investment Management Group
Michigan
$8.05M +$2.96M +213,849 +57%
NL
8
NWAM LLC
Washington
$5.99M +$281K +20,290 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.78M +$429K +30,981 +8%
Morgan Stanley
10
Morgan Stanley
New York
$5.07M -$4M -288,697 -44%
CIA
11
Capital Investment Advisors
Georgia
$2.61M +$679 +49 +0%
SAM
12
Selway Asset Management
$2.58M -$175K -12,600 -6%
RJA
13
Raymond James & Associates
Florida
$2.52M +$372K +26,822 +17%
Cohen & Steers
14
Cohen & Steers
New York
$2.48M
Citigroup
15
Citigroup
New York
$2.32M +$993K +71,687 +73%
GC
16
Guggenheim Capital
Illinois
$2.26M -$1.24M -89,242 -35%
AQR Capital Management
17
AQR Capital Management
Connecticut
$1.98M +$69.5K +5,018 +4%
1CP
18
1607 Capital Partners
Virginia
$1.93M
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.67M -$163K -11,771 -9%
WAM
20
Wolverine Asset Management
Illinois
$1.66M +$1.37M +98,857 +425%
Bank of America
21
Bank of America
North Carolina
$1.58M +$453K +32,694 +39%
CAS
22
Cue Advisory Services
Arizona
$1.24M +$1.26M +90,630 New
AA
23
Ancora Advisors
Ohio
$1.22M +$258K +18,625 +26%
COLIM
24
City of London Investment Management
United Kingdom
$1.12M
KSCM
25
Kamunting Street Capital Management
Florida
$1.09M -$76.7K -5,536 -6%

ERC Hedge Fund Activity: Q4 2014 in Review

60 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q4 2014, worth a combined $141M — up 2.7% from $137M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ERC positions and 3 closed out — a net gain of 5 holders — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Financial & Investment Management Group, adding an estimated $2.96M. The largest seller was Morgan Stanley, cutting an estimated $4M.

  • 60 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q4 2014, up from 56 in Q3 2014.
  • Funds reported $141M of Allspring Multi-Sector Income Fund stock for Q4 2014, up 2.7% quarter-over-quarter.
  • 8 funds opened new Allspring Multi-Sector Income Fund positions in Q4 2014 and 3 closed out, a net change of +5 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q4 2014 was Financial & Investment Management Group, an estimated $2.96M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q4 2014 was Morgan Stanley, an estimated $4M sold.

Based on aggregated 13F filings for Q4 2014.