ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

60 hedge funds and large institutions have $141M invested in Allspring Multi-Sector Income Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
23
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$8.05M
2
SIA
2
Sit Investment Associates
Minnesota
$8.78M
3
WAM
3
Wolverine Asset Management
Illinois
$1.66M
4
Citigroup
4
Citigroup
New York
$2.32M
5
RCM
5
Rivernorth Capital Management
Florida
$10.5M

Top Sellers

1
Invesco
1
Invesco
Georgia
$12.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.07M
3
GC
3
Guggenheim Capital
Illinois
$2.26M
4
SCM
4
Saba Capital Management
New York
$22.4M
5
Wells Fargo
5
Wells Fargo
California
$83K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$22.4M 1,643,375 -61,968 -4%
UBS Group
2
UBS Group
Switzerland
$12.6M 921,512 +921,512 New
Invesco
3
Invesco
Georgia
– – – –
PPA
4
Parametric Portfolio Associates
Washington
$11M 810,305 +22,230 +3%
RCM
5
Rivernorth Capital Management
Florida
$10.5M 772,403 +70,680 +10%
SIA
6
Sit Investment Associates
Minnesota
$8.78M 643,777 +158,205 +33%
FIMG
7
Financial & Investment Management Group
Michigan
$8.05M 590,450 +213,849 +57%
NL
8
NWAM LLC
Washington
$5.99M 439,197 +20,290 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.78M 423,889 +30,981 +8%
Morgan Stanley
10
Morgan Stanley
New York
$5.07M 372,118 -288,697 -44%
CIA
11
Capital Investment Advisors
Georgia
$2.61M 191,727 +49 +0%
SAM
12
Selway Asset Management
$2.58M 189,120 -12,600 -6%
RJA
13
Raymond James & Associates
Florida
$2.52M 184,719 +26,822 +17%
Cohen & Steers
14
Cohen & Steers
New York
$2.48M 182,158 – –
Citigroup
15
Citigroup
New York
$2.32M 170,516 +71,687 +73%
GC
16
Guggenheim Capital
Illinois
$2.26M 165,757 -89,242 -35%
AQR Capital Management
17
AQR Capital Management
Connecticut
$1.98M 145,117 +5,018 +4%
1CP
18
1607 Capital Partners
Virginia
$1.93M 141,425 – –
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.67M 122,255 -11,771 -9%
WAM
20
Wolverine Asset Management
Illinois
$1.66M 122,117 +98,857 +425%
Bank of America
21
Bank of America
North Carolina
$1.58M 116,199 +32,694 +39%
CAS
22
Cue Advisory Services
Arizona
$1.24M 90,630 +90,630 New
AA
23
Ancora Advisors
Ohio
$1.22M 89,500 +18,625 +26%
COLIM
24
City of London Investment Management
United Kingdom
$1.12M 81,871 – –
KSCM
25
Kamunting Street Capital Management
Florida
$1.09M 79,865 -5,536 -6%
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