Mariner Investment Group’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Mariner Investment Group’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-25,000	Closed	-$333K	–	74
2017 Q1	$333K	Hold	25,000	–	–	0.2%	56
2016 Q4	$321K	Buy	+25,000	New	+$315K	0.17%	73
2016 Q1	–	Sell	-72,992	Closed	-$826K	–	183
2015 Q4	$826K	Hold	72,992	–	–	0.18%	126
2015 Q3	$828K	Buy	+72,992	New	+$886K	0.17%	131
2014 Q4	–	Sell	-50,977	Closed	-$712K	–	257
2014 Q3	$712K	Sell	50,977 -6,376	-11%	-$92.9K	0.15%	122
2014 Q2	$855K	Buy	+57,353	New	+$845K	0.17%	115

Other funds holding ERC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Mariner Investment Group's ERC Position: Q2 2017 in Review

Mariner Investment Group sold out of Allspring Multi-Sector Income Fund (ERC) in Q2 2017, closing a stake of 25,000 shares — an estimated $333K sold.

Mariner Investment Group first reported a position in ERC in Q2 2014 and held it in 6 quarters. The position peaked at $855K in Q2 2014. 60 funds tracked by Wall St. Rank hold ERC as of Q2 2017.

Mariner Investment Group reported no remaining Allspring Multi-Sector Income Fund position as of Q2 2017 after selling out during the quarter.
Mariner Investment Group sold 25,000 Allspring Multi-Sector Income Fund shares in Q2 2017, an estimated $333K.
Mariner Investment Group first reported a position in Allspring Multi-Sector Income Fund in Q2 2014 and held it in 6 quarters.
Mariner Investment Group's Allspring Multi-Sector Income Fund position peaked at $855K in Q2 2014.
60 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q2 2017.

Based on Mariner Investment Group's 13F filing for Q2 2017, filed 27 Jul 2017.