Yorktown Management & Research Company’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Yorktown Management & Research Company’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-83,000	Closed	-$1.01M	–	327
2016 Q1	$1.01M	Hold	83,000	–	–	0.2%	110
2015 Q4	$940K	Hold	83,000	–	–	0.17%	155
2015 Q3	$942K	Hold	83,000	–	–	0.16%	175
2015 Q2	$1.05M	Buy	83,000 +10,000	+14%	+$133K	0.18%	131
2015 Q1	$975K	Buy	+73,000	New	+$991K	0.18%	120

Other funds holding ERC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Yorktown Management & Research Company's ERC Position: Q2 2016 in Review

Yorktown Management & Research Company sold out of Allspring Multi-Sector Income Fund (ERC) in Q2 2016, closing a stake of 83,000 shares — an estimated $1.01M sold.

Yorktown Management & Research Company first reported a position in ERC in Q1 2015 and held it in 5 quarters. The position peaked at $1.05M in Q2 2015. 57 funds tracked by Wall St. Rank hold ERC as of Q2 2016.

Yorktown Management & Research Company reported no remaining Allspring Multi-Sector Income Fund position as of Q2 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 83,000 Allspring Multi-Sector Income Fund shares in Q2 2016, an estimated $1.01M.
Yorktown Management & Research Company first reported a position in Allspring Multi-Sector Income Fund in Q1 2015 and held it in 5 quarters.
Yorktown Management & Research Company's Allspring Multi-Sector Income Fund position peaked at $1.05M in Q2 2015.
57 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q2 2016.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.