City of London Investment Management’s Allspring Multi-Sector Income Fund ERC Stock Holding History

City of London Investment Management’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-33,304	Closed	-$315K	–	87
2025 Q2	$315K	Sell	33,304 -2,700	-7%	-$24.8K	0.03%	76
2025 Q1	$332K	Sell	36,004 -25,000	-41%	-$231K	0.04%	80
2024 Q4	$561K	Buy	61,004 +11,797	+24%	+$108K	0.06%	79
2024 Q3	$471K	Buy	+49,207	New	+$455K	0.04%	79
2019 Q1	–	Sell	-11,189	Closed	-$124K	–	161
2018 Q4	$124K	Hold	11,189	–	–	0.01%	132
2018 Q3	$136K	Hold	11,189	–	–	0.01%	121
2018 Q2	$140K	Hold	11,189	–	–	0.01%	97
2018 Q1	$146K	Hold	11,189	–	–	0.01%	102
2017 Q4	$146K	Sell	11,189 -6,943	-38%	-$90.9K	0.01%	97
2017 Q3	$244K	Hold	18,132	–	–	0.02%	81
2017 Q2	$243K	Sell	18,132 -149,722	-89%	-$2.01M	0.02%	72
2017 Q1	$2.24M	Buy	167,854 +40,602	+32%	+$534K	0.17%	49
2016 Q4	$1.63M	Buy	127,252 +94,332	+287%	+$1.19M	0.13%	54
2016 Q3	$428K	Hold	32,920	–	–	0.03%	71
2016 Q2	$416K	Sell	32,920 -81,871	-71%	-$1.01M	0.03%	70
2016 Q1	$1.4M	Buy	114,791 +32,920	+40%	+$373K	0.1%	83
2015 Q4	$937K	Hold	81,871	–	–	0.07%	102
2015 Q3	$932K	Hold	81,871	–	–	0.08%	99
2015 Q2	$1.04M	Hold	81,871	–	–	0.08%	91
2015 Q1	$1.1M	Hold	81,871	–	–	0.08%	76
2014 Q4	$1.12M	Hold	81,871	–	–	0.08%	73
2014 Q3	$1.15M	Hold	81,871	–	–	0.08%	53
2014 Q2	$1.22M	Hold	81,871	–	–	0.09%	47
2014 Q1	$1.19M	Buy	+81,871	New	+$1.18M	0.1%	42

Other funds holding ERC

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

GraniteShares Advisors New York $156M AUM 1.58% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

City of London Investment Management's ERC Position: Q3 2025 in Review

City of London Investment Management sold out of Allspring Multi-Sector Income Fund (ERC) in Q3 2025, closing a stake of 33,304 shares — an estimated $315K sold.

City of London Investment Management first reported a position in ERC in Q1 2014 and held it in 24 quarters. The position peaked at $2.24M in Q1 2017. 65 funds tracked by Wall St. Rank hold ERC as of Q3 2025.

City of London Investment Management reported no remaining Allspring Multi-Sector Income Fund position as of Q3 2025 after selling out during the quarter.
City of London Investment Management sold 33,304 Allspring Multi-Sector Income Fund shares in Q3 2025, an estimated $315K.
City of London Investment Management first reported a position in Allspring Multi-Sector Income Fund in Q1 2014 and held it in 24 quarters.
City of London Investment Management's Allspring Multi-Sector Income Fund position peaked at $2.24M in Q1 2017.
65 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2025.

Based on City of London Investment Management's 13F filing for Q3 2025, filed 14 Nov 2025.