TC
ERC

TFS Capital’s Allspring Multi-Sector Income Fund ERC Stock Holding History

TFS Capital’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-40,442
Closed -$603K – 1076
2014
Q2 		$603K Buy
40,442
+8,345
+26% +$123K 0.05% 572
2014
Q1 		$465K Buy
32,097
+13,061
+69% +$188K 0.03% 760
2013
Q4 		$268K Buy
+19,036
New +$269K 0.01% 1148
2013
Q3 		– Sell
-69,492
Closed -$1.02M – 1482
2013
Q2 		$1.02M Buy
+69,492
New +$1.12M 0.04% 593

Other funds holding ERC

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

TFS Capital's ERC Position: Q3 2014 in Review

TFS Capital sold out of Allspring Multi-Sector Income Fund (ERC) in Q3 2014, closing a stake of 40,442 shares — an estimated $603K sold.

TFS Capital first reported a position in ERC in Q2 2013 and held it in 4 quarters. The position peaked at $1.02M in Q2 2013. 56 funds tracked by Wall St. Rank hold ERC as of Q3 2014.

  • TFS Capital reported no remaining Allspring Multi-Sector Income Fund position as of Q3 2014 after selling out during the quarter.
  • TFS Capital sold 40,442 Allspring Multi-Sector Income Fund shares in Q3 2014, an estimated $603K.
  • TFS Capital first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and held it in 4 quarters.
  • TFS Capital's Allspring Multi-Sector Income Fund position peaked at $1.02M in Q2 2013.
  • 56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2014.

Based on TFS Capital's 13F filing for Q3 2014, filed 6 Nov 2014.