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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGR icon
1026
BlackRock Energy and Resources Trust
BGR
$421M
$379K 0.01%
14,691
+226
+2% +$5.81K
GEN icon
1027
Gen Digital
GEN
$16.4B
$379K 0.01%
15,299
-785
-5% -$19.7K
POOL icon
1028
Pool Corp
POOL
$6.75B
$378K 0.01%
6,746
-635
-9% -$34.4K
WMC
1029
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$378K 0.01%
2,364
+280
+13% +$45.4K
GTAT
1030
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$377K 0.01%
44,299
-390
-0.9% -$2.33K
SYNA icon
1031
PUT
Synaptics
SYNA
$4.19B
$376K 0.01%
+8,100
New +$331K
VOXX
1032
DELISTED
VOXX International Corporation Class A
VOXX
$376K 0.01%
27,427
-249
-0.9% -$3.31K
PETM
1033
DELISTED
PETSMART INC
PETM
$375K 0.01%
4,917
-973
-17% -$70.3K
COL
1034
DELISTED
Rockwell Collins
COL
$374K 0.01%
5,515
-1,700
-24% -$120K
THG icon
1035
Hanover Insurance
THG
$8.1B
$373K 0.01%
6,750
+13
+0.2% +$692
KBWY icon
1036
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$373K 0.01%
12,510
-17,258
-58% -$533K
GYLD icon
1037
Arrow Dow Jones Global Yield ETF
GYLD
$36.8M
$371K 0.01%
14,222
-19,685
-58% -$503K
LOGI icon
1038
Logitech
LOGI
$14.7B
$371K 0.01%
41,884
-14,775
-26% -$110K
BHK icon
1039
BlackRock Core Bond Trust
BHK
$643M
$370K 0.01%
28,449
+1,190
+4% +$15.1K
GAP
1040
The Gap Inc
GAP
$7.23B
$370K 0.01%
9,175
-10,604
-54% -$457K
ULQ
1041
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$369K 0.01%
+7,354
New +$369K
CLS icon
1042
Celestica
CLS
$38.1B
$369K 0.01%
+33,455
New +$349K
IAK icon
1043
iShares US Insurance ETF
IAK
$508M
$369K 0.01%
+8,601
New +$367K
LNKD
1044
DELISTED
LinkedIn Corporation
LNKD
$368K 0.01%
+1,495
New +$337K
BSCG
1045
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$366K 0.01%
16,479
-6,264
-28% -$139K
KT icon
1046
KT
KT
$8.62B
$366K 0.01%
21,854
-496
-2% -$7.99K
TMUS icon
1047
T-Mobile US
TMUS
$185B
$366K 0.01%
+14,076
New +$344K
LLL
1048
DELISTED
L3 Technologies, Inc.
LLL
$365K 0.01%
3,865
-6
-0.2% -$553
JAZZ icon
1049
Jazz Pharmaceuticals
JAZZ
$15.9B
$365K 0.01%
3,971
+686
+21% +$55.3K
NFLX icon
1050
Netflix
NFLX
$299B
$365K 0.01%
+82,670
New +$319K
40 41
42
43 44

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QCM
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MCM
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KCA
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.