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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLK icon
1076
Westlake Corp
WLK
$9.03B
$345K 0.01%
6,586
+20
+0.3% +$1.02K
NCMI icon
1077
National CineMedia
NCMI
$376M
$345K 0.01%
1,827
– –
JTA
1078
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$345K 0.01%
27,520
-985
-3% -$12.6K
BG icon
1079
Bunge Global
BG
$20.4B
$344K 0.01%
4,534
-50
-1% -$3.79K
GIL icon
1080
Gildan
GIL
$10.3B
$342K 0.01%
14,732
+46
+0.3% +$1.03K
ZQK
1081
DELISTED
QUICKSILVER,INC.
ZQK
$342K 0.01%
+48,626
New +$304K
GBAB
1082
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$341K 0.01%
16,985
-625
-4% -$12.9K
DEM icon
1083
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$339K 0.01%
6,550
+18
+0.3% +$904
EVEP
1084
DELISTED
EV Energy Partners, L.P.
EVEP
$338K 0.01%
9,113
+500
+6% +$19.1K
IGV icon
1085
iShares Expanded Tech-Software Sector ETF
IGV
$13.4B
$338K 0.01%
+22,155
New +$326K
JOE icon
1086
St. Joe Company
JOE
$3.54B
$338K 0.01%
17,215
+147
+0.9% +$3.1K
ROC
1087
DELISTED
ROCKWOOD HLDGS INC
ROC
$337K 0.01%
+5,040
New +$333K
DRI icon
1088
Darden Restaurants
DRI
$23.3B
$334K 0.01%
+8,079
New +$351K
GXP
1089
DELISTED
Great Plains Energy Incorporated
GXP
$334K 0.01%
15,023
+335
+2% +$7.71K
RJET
1090
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$333K 0.01%
27,971
-251
-0.9% -$3.1K
KBWD icon
1091
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$331K 0.01%
13,286
+756
+6% +$18.9K
RGC
1092
DELISTED
Regal Entertainment Group
RGC
$330K 0.01%
17,407
– –
EPC icon
1093
Edgewell Personal Care
EPC
$1.25B
$330K 0.01%
4,882
-650
-12% -$48K
STIP icon
1094
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$330K 0.01%
3,260
-25,054
-88% -$2.53M
QIHU
1095
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$328K 0.01%
+3,940
New +$277K
KMI.WS
1096
DELISTED
Kinder Morgan Inc
KMI.WS
$327K 0.01%
65,875
+30,025
+84% +$158K
CIM
1097
Chimera Investment
CIM
$1.04B
$327K 0.01%
7,170
+3
+0% +$133
XEL icon
1098
Xcel Energy
XEL
$48.8B
$327K 0.01%
11,833
-1,963
-14% -$56.1K
TD icon
1099
Toronto Dominion Bank
TD
$198B
$327K 0.01%
7,260
+774
+12% +$32.9K
KYE
1100
DELISTED
Kayne Anderson Energy
KYE
$326K 0.01%
10,901
-3,199
-23% -$94K
42 43
44
45 46

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.