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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
1126
Marsh
MRSH
$90.5B
$312K 0.01%
7,166
-1,406
-16% -$59.1K
GGN
1127
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$312K 0.01%
29,514
+1,303
+5% +$13.9K
CLF icon
1128
Cleveland-Cliffs
CLF
$6.57B
$311K 0.01%
15,195
-4,695
-24% -$96.6K
GWW icon
1129
W.W. Grainger
GWW
$65.3B
$311K 0.01%
1,188
+85
+8% +$22.1K
BDJ icon
1130
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$310K 0.01%
41,217
-2,329
-5% -$17.9K
SMG icon
1131
ScottsMiracle-Gro
SMG
$3.82B
$310K 0.01%
5,629
+1,234
+28% +$64.9K
AIG.WS
1132
DELISTED
American International Group, Inc.
AIG.WS
$309K 0.01%
+16,308
New +$310K
IAE
1133
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$309K 0.01%
23,025
-400
-2% -$5.23K
MWV
1134
DELISTED
MEADWESTVACO CORP
MWV
$308K 0.01%
8,031
+368
+5% +$13.6K
AES.PRC.CL
1135
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$308K 0.01%
6,108
– –
CBSH icon
1136
Commerce Bancshares
CBSH
$8.53B
$307K 0.01%
13,205
-162
-1% -$3.85K
SCCO icon
1137
Southern Copper
SCCO
$143B
$305K 0.01%
12,085
-1,534
-11% -$39.7K
BBT.PRG
1138
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$304K 0.01%
+15,575
New +$332K
ARP
1139
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$304K 0.01%
+14,529
New +$308K
BCS.PRA.CL
1140
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$304K 0.01%
12,152
+901
+8% +$22.6K
NOK icon
1141
Nokia
NOK
$51B
$303K 0.01%
46,537
-349,798
-88% -$1.65M
EDF
1142
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$303K 0.01%
+15,417
New +$317K
HBANP
1143
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$301K 0.01%
243
+26
+12% +$32.1K
FAN icon
1144
First Trust Global Wind Energy ETF
FAN
$278M
$301K 0.01%
+28,785
New +$277K
MTEM
1145
DELISTED
Molecular Templates, Inc.
MTEM
$301K 0.01%
392
+145
+59% +$119K
BPOP icon
1146
Popular Inc
BPOP
$11.2B
$300K 0.01%
11,434
– –
GGP
1147
DELISTED
GGP Inc.
GGP
$300K 0.01%
15,551
-124
-0.8% -$2.5K
FIW icon
1148
First Trust Water ETF
FIW
$1.85B
$300K 0.01%
9,533
-4,111
-30% -$122K
IRM icon
1149
PUT
Iron Mountain
IRM
$36.4B
$300K 0.01%
12,227
-432
-3% -$11K
SEIC icon
1150
SEI Investments
SEIC
$12.4B
$299K ﹤0.01%
9,677
+95
+1% +$2.93K
44 45
46
47 48

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WPSC
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FAMT
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FC
Fiera Capital New York $1.53B AUM
QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.