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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKR
1101
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$326K 0.01%
24,400
-1,106
-4% -$16.3K
TSS
1102
DELISTED
Total System Services, Inc.
TSS
$326K 0.01%
+11,068
New +$306K
JJA
1103
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$326K 0.01%
6,615
+449
+7% +$22.4K
TEX icon
1104
Terex
TEX
$7.18B
$325K 0.01%
9,667
+834
+9% +$25.3K
NFX
1105
DELISTED
Newfield Exploration
NFX
$324K 0.01%
+11,845
New +$297K
LSTR icon
1106
Landstar System
LSTR
$5.93B
$323K 0.01%
5,773
-410
-7% -$22.4K
LNC icon
1107
Lincoln National
LNC
$8.73B
$323K 0.01%
7,695
+1,215
+19% +$51.3K
NQU
1108
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$323K 0.01%
25,621
-3,090
-11% -$38.8K
HGG
1109
DELISTED
hhgregg Inc.
HGG
$322K 0.01%
18,000
– –
MDP
1110
DELISTED
Meredith Corporation
MDP
$321K 0.01%
6,750
-3,300
-33% -$153K
ANDV
1111
DELISTED
Andeavor
ANDV
$321K 0.01%
7,288
-9,381
-56% -$467K
MLPG
1112
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$319K 0.01%
8,925
-1,164
-12% -$41.2K
L icon
1113
Loews
L
$23.9B
$319K 0.01%
6,817
+249
+4% +$11.4K
SYA
1114
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$318K 0.01%
17,841
+363
+2% +$6.47K
PDCO
1115
DELISTED
Patterson Companies, Inc.
PDCO
$318K 0.01%
7,903
-480
-6% -$19.4K
GBCI icon
1116
Glacier Bancorp
GBCI
$6.42B
$317K 0.01%
+12,853
New +$308K
LGTY
1117
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$317K 0.01%
37,108
– –
CHY
1118
Calamos Convertible and High Income Fund
CHY
$1.01B
$316K 0.01%
25,244
-1,545
-6% -$19.1K
PGR icon
1119
Progressive
PGR
$123B
$316K 0.01%
11,595
+242
+2% +$6.28K
MDIV icon
1120
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$315K 0.01%
15,240
-11,839
-44% -$248K
TEI
1121
Templeton Emerging Markets Income Fund
TEI
$314M
$313K 0.01%
21,951
+475
+2% +$6.75K
FTT
1122
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$312K 0.01%
24,300
-9,450
-28% -$121K
DGI
1123
DELISTED
DigitalGlobe Inc.
DGI
$312K 0.01%
9,880
-3,840
-28% -$123K
SNA icon
1124
Snap-on
SNA
$21.2B
$312K 0.01%
3,139
+496
+19% +$47.6K
MLM icon
1125
Martin Marietta Materials
MLM
$31.5B
$312K 0.01%
3,181
-168
-5% -$16.7K
43 44
45
46 47

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.